Audit Quality Senior Manager

4 weeks ago


London, Greater London, United Kingdom Tampa Gardens Senior Living Full time
Senior Manager of Audit Quality

As a leading firm of chartered accountants, tax, and business advisers, we work in partnership with clients ranging from entrepreneurs and individuals to multi-national corporations. Leveraging our national network of offices, we offer a comprehensive range of financial and business strategy services to clients across the UK, enabling them to achieve profitable growth and build sustainable long-term success.

Key Responsibilities
  • Lead the development of the Root Cause Analysis (RCA) methodology and oversee the performance of RCAs on internal and external inspections.
  • Communicate RCA matters and findings via written reports, policies, and guidance as well as firmwide training sessions held online and in person.
  • Assist in formulating and implementing the firm's audit quality strategy and plans, in conjunction with the Audit Quality Director, Head of Technical, and APG.
  • Consider outcomes from RCA and quality improvement processes and regulatory audit inspections as necessary, and liaise as necessary with Learning & Development (L&D) and the Audit Methodology Team regarding additions to and improvements in guidance, methodology, and policies and procedures, along with relevant training.
  • Support the adoption of the Audit Firm Governance Code and the definition and reporting of firm-level Audit Quality Indicators.
Additional Responsibilities
  • Assisting with the performance of other quality reviews encompassing hot and cold file reviews, Engagement Quality Reviews (EQRs), and thematic reviews.
  • Assistance with technical queries relating to audit and audit methodology.
  • Referring any contentious issues to the Audit Quality Director and the Head of Technical, as appropriate.
  • Differentiating and identifying root causes and causal factors from observations in respect of relevant areas of improvement addressed by root cause analysis.
  • Devising remedial actions to relevant quality shortcomings identified by reviews and root cause analysis.


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