Audit Quality RCA Senior Manager
4 weeks ago
We are seeking a highly skilled Senior Manager to join our Technical Team and play a key role in the implementation of our audit quality strategy. The successful candidate will be responsible for performing Root Cause Analysis (RCA) and managing the monitoring and remediation processes relating to findings and deficiencies noted from internal quality reviews and external inspections.
Main Responsibilities- Lead the development of the RCA methodology and oversee the performance of RCAs on internal and external inspections.
- Communicate RCA matters and findings via written reports, policies, and guidance as well as firmwide training sessions.
- Assist in formulating and implementing the firm's audit quality strategy and plans, in conjunction with the Audit Quality Director, Head of Technical, and APG.
- Consider outcomes from RCA and quality improvement processes and regulatory audit inspections as necessary, and liaise as necessary with Learning & Development (L&D) and the Audit Methodology Team regarding additions to and improvements in guidance, methodology, and policies and procedures, along with relevant training.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to work effectively in a team environment.
- Strong attention to detail and organizational skills.
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Audit Quality Senior Manager
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