Regulatory Compliance Officer
3 days ago
Job Description
">We are seeking a Quality Assurance Lead to join our team in Newcastle. As a key member of our compliance team, you will play a pivotal role in ensuring that our practices, records, and controls are in strict compliance with regulations and accreditation requirements.
">Main Responsibilities
">- Plan and conduct monthly quality audits on fee earners, ensuring adherence to regulatory standards.
- Perform thorough risk assessments and internal control evaluations, reporting any discrepancies.
- Create and maintain a comprehensive quality log, identifying trends and training needs.
- Collaborate and liaise with stakeholders to calibrate audits, implement best practices, and drive performance improvements.
- Analyse historical data to develop quality improvement initiatives and strategies.
- Evaluate audit findings and ensure the implementation of corrective actions in collaboration with supervisors.
- Contribute to team meetings with insightful communications and manage firm-wide performance.
- Execute interpretations of regulatory requirements and quality standards.
- Ensure random and focused audits are performed and completed promptly.
- Prepare detailed quality reports for senior management and other key stakeholders.
- Assist the Head of Risk and Compliance and COLP with preparations for external audits and compliance assessments.
- Monitor the implementation of external audit recommendations and execute remedial actions.
- Stay informed about the latest sector regulations and best practices in internal auditing.
Requirements and Qualifications
">A salary of £60,000 - £75,000 per annum is offered based on qualifications and experience.
">About Us
">BCL Legal is an equal opportunities employer and offers a competitive benefits package.
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