Compliance Specialist

1 month ago


Glen Parva, Leicestershire, United Kingdom North Oak Recruitment Full time

Job Description

We are seeking a highly motivated and experienced Compliance Specialist to join our team on a part-time basis. As a Compliance Specialist, you will play a critical role in ensuring that our business operates within the regulatory framework set by the Financial Conduct Authority (FCA). Key responsibilities include checking trainee advisers' advice pre-sale, providing guidance on regulatory requirements and supporting the management team in meeting their regulatory obligations.

Key Skills and Qualifications

To succeed in this role, you will need:

  • Experience in financial services and understanding of regulations/compliance;
  • The ability to work with minimal supervision and take personal responsibility for quality and timeliness of work;
  • A strong understanding of the Financial Services and Markets Act 2000 and the relevant FCA rules.

Benefits and Employment Details

This is a permanent, part-time role with flexible working hours, offering a competitive salary of £33,000 per annum, plus benefits. If you have the necessary skills and experience, please submit your application for this exciting opportunity.



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