Senior Risk and Control Officer
3 weeks ago
About the Role:
We are seeking an experienced Senior Risk and Control Officer to join our team at Sumitomo Mitsui Banking Corporation – SMBC Group. As a key member of our EMEA Operations team, you will be responsible for overseeing and supporting risk owners, control owners, and other senior management to ensure all risks are identified, assessed, and managed.
- You will ensure robust and comprehensive governance of risk and controls within EMEA Operations, including implementing the 1LoD risk governance framework and providing insightful, timely, and accurate data and analysis.
- You will provide independent and insightful analysis of the risk and control environment, identifying trends and thematic weaknesses that require addressing.
- You will investigate Operational Events to ensure root cause is identified and solutions to prevent reoccurrence are implemented.
- You will perform deep dive "Risk Reviews" to assess how robustly and comprehensively risks are mitigated, and investigate potential weaknesses in the control framework.
- You will drive remediation of weaknesses in the control environment, and assess the operating effectiveness of controls through control testing.
- You will support initiatives to assess and enhance the risk culture within EMEA Operations.
Requirements:
- You should have leadership experience of leading organisations through shifts in mindset and culture, especially risk culture.
- You should have a deep understanding of risk management frameworks and control environments as applied to Commercial & Investment Banking.
- You should have extensive knowledge of Commercial and Investment Banking products and services, and the end-to-end processes and infrastructure required to deliver these products and services to customers.
- You should have good understanding and awareness of market-standard approaches for risk mitigation and control design and execution, and familiarity with relevant regulation and regulatory expectation across EMEA.
- You should have proven ability to build positive working relationships with senior stakeholders, able to become a "trusted advisor" whilst maintaining the ability to provide robust challenge.
Estimated Salary: £140,000 - £200,000 per annum
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