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Compliance Officer

2 months ago


Wimborne Minster, Dorset, United Kingdom Mash Group Full time

Compliance Officer

**Job Summary**

We are seeking a highly skilled Compliance Officer to join our team at Mash Group. As a Compliance Officer, you will play a critical role in ensuring that our company adheres to all relevant regulatory requirements and industry standards.

**Key Responsibilities**

* Oversee the daily operations related to compliance within the company, ensuring that all activities are conducted in accordance with relevant laws and regulations.

* Interpret and communicate the latest relevant regulatory, legislative, and industry standard changes to ensure that our company remains compliant.

* Develop and update company compliance policies and procedures to ensure that they are effective and up-to-date.

* Conduct training to ensure that our staff adheres to the FCA's guidelines and that our internal structure is compliant.

* Monitor individual key performance indicators to ensure that our company is meeting its compliance objectives.

* Manage external compliance audits to ensure that our company is prepared and compliant.

**Requirements**

* Minimum Level 4 Diploma in Financial Planning.

* High level of emotional intelligence.

**What We Offer**

* A dynamic and supportive work environment.

* Opportunities for professional growth and development.

* A competitive salary and benefits package.

**About Us**

Mash Group is an independent financial advisers committed to providing comprehensive advice on a wide range of financial products. Our objective is to ensure that our clients receive the best possible advice and products, tailored specifically to their financial goals and circumstances.