Trade Compliance Specialist Leader
7 days ago
**Job Overview**
We are seeking a highly skilled Trade Compliance Specialist Leader to join our Market Abuse Trade Surveillance team at Lorien. This role requires the successful candidate to have a strong understanding of market abuse risks and their impact on trading businesses.
Key Responsibilities:
- Supporting clients with delivery of engagements and advising on industry practices related to trade surveillance and market abuse controls.
- Staying up-to-date with the latest trends, cases, and new developments in market abuse.
- Developing as an SME and managing junior team members.
Requirements:
- Understanding of trading businesses and manifestation of market abuse risks within sell-side investment banks.
- Good understanding of financial products, including cash and derivatives, and ways in which market abuse risks can manifest.
- Experience working within Compliance Surveillance or Technology teams with experience of third-party vendors' trade surveillance systems implementation or in-house trade surveillance build.
- Involvement and/or awareness of model validation of trade surveillance models and data quality for Surveillance.
- A working understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions.
- Familiarity with effective Surveillance Operating Model and Governance Framework.
- Flexibility and agility to contribute in a support role to a broad range of market abuse and surveillance engagements.
- Self-starter, experienced Assistant Manager showing ability to build excellent client relationships.
- Good understanding of key Surveillance policy and procedure documentation.
- Excellent oral/written communication, planning, project management, networking, and influencing skills.
Salary: $135,000 per annum, based on performance.
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