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Insurance Broking Compliance Specialist

1 week ago


Eastern England, United Kingdom IDEX Consulting Ltd Full time
Compliance Risk Manager - UK

We are seeking an experienced Compliance Risk Manager to join our team at IDEX Consulting Ltd as a Compliance Officer.

As a key member of our commercial lines insurance broking business, you will be responsible for managing compliance risks across the group, ensuring adherence to regulatory standards.

This is a high-impact role in a fast-growing organization where you'll work closely with leadership teams to ensure compliance aligns with business goals while meeting all FCA regulatory requirements.

The successful candidate will have extensive experience in commercial insurance broking, with a strong understanding of FCA regulations and compliance best practices.

Around £60,000 per annum.

Job Description

This is a challenging and rewarding role that requires a high degree of autonomy, self-motivation, and excellent communication skills.

  • Manage Compliance Risks: Identify, assess, and mitigate compliance risks across the group.
  • Provide Regulatory Advice: Act as the primary compliance advisor to group broking entities, providing expert guidance on FCA regulations and other applicable laws.
  • Implement Compliance Policies: Develop, implement, and monitor compliance policies and procedures tailored to the unique needs of each broking entity.
  • Train and Educate: Design and deliver training to broking teams, fostering a culture of compliance throughout the organization.
  • Lead Audits: Prepare for and lead internal and external audits, ensuring timely and accurate reporting to regulatory bodies.