Financial Services Risk Manager

11 hours ago


Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Ltd Full time

A prestigious Financial Services firm is seeking a Financial Services Risk Manager to join their team.

Salary: £35,000 - £45,000 per annum (DOE), located in Somerset / South Devon

This role involves oversight and monitoring of compliance activities, including regulatory compliance, conduct and risk management, training and development, and requirements gathering.

The ideal candidate will have a minimum of 3 years in compliance within IFA/Wealth Management, with knowledge of FCA regulations, ideally Level 4, or working towards Level 4 CII, strong organisational, analytical, and communication skills, with attention to detail and proficiency in Microsoft Office.

The company offers a range of benefits, including 25 days annual leave + bank holidays, pension scheme with 3% employer contribution, SSP, and discretionary bonus scheme up to twice salary.



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