Financial Governance Professional

2 weeks ago


Higher Walton, United Kingdom MERJE Full time

**Join Our Team at MERJE**

We are seeking an experienced Compliance Officer/Administrator to join our team at MERJE, a leading financial planning firm. As a key member of our compliance team, you will play a vital role in ensuring our operations meet the highest standards of governance and regulatory compliance.

About the Role:

  • Assist the Head of Compliance in implementing and maintaining effective compliance procedures.
  • Conduct thorough audits of new business submissions and provide detailed reports on remedial work required.
  • Work closely with advisers to ensure they meet regulatory standards and company policies.
  • Identify and address potential compliance risks and issues proactively.
  • Collaborate with the compliance team to achieve ongoing improvements in our compliance processes.

Requirements:

  • Bachelor's degree in a related field (e.g., law, finance, business administration)
  • Level 4 qualification in compliance or a related field
  • Minimum 2 years' experience in compliance or a related field
  • Excellent analytical and problem-solving skills
  • Strong attention to detail and organizational abilities

About Us:

MERJE is a reputable financial planning firm dedicated to providing high-quality services to our clients. We offer a competitive salary and benefits package, ongoing training, and a collaborative work environment.



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