Financial Governance Professional
2 weeks ago
**Join Our Team at MERJE**
We are seeking an experienced Compliance Officer/Administrator to join our team at MERJE, a leading financial planning firm. As a key member of our compliance team, you will play a vital role in ensuring our operations meet the highest standards of governance and regulatory compliance.
About the Role:
- Assist the Head of Compliance in implementing and maintaining effective compliance procedures.
- Conduct thorough audits of new business submissions and provide detailed reports on remedial work required.
- Work closely with advisers to ensure they meet regulatory standards and company policies.
- Identify and address potential compliance risks and issues proactively.
- Collaborate with the compliance team to achieve ongoing improvements in our compliance processes.
Requirements:
- Bachelor's degree in a related field (e.g., law, finance, business administration)
- Level 4 qualification in compliance or a related field
- Minimum 2 years' experience in compliance or a related field
- Excellent analytical and problem-solving skills
- Strong attention to detail and organizational abilities
About Us:
MERJE is a reputable financial planning firm dedicated to providing high-quality services to our clients. We offer a competitive salary and benefits package, ongoing training, and a collaborative work environment.
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