Compliance Assurance Specialist

3 days ago


Manchester, United Kingdom Irwin Mitchell LLP Full time
About the Role

We are seeking a highly skilled Compliance Assurance Specialist to join our Client Onboarding team at Irwin Mitchell LLP. This is an exciting opportunity for an experienced professional to take on a key role in ensuring the quality and integrity of our client onboarding processes.

Job Description
  • Design and implement a CDD/AML/Conflicts competency accreditation scheme and quality framework in collaboration with the Client Onboarding Department.
  • Conduct thorough quality checks on Client Due Diligence (CDD), Anti-Money Laundering (AML), and Conflict files, ensuring compliance with firm policies, regulatory requirements, and quality frameworks.
  • Prepare and present detailed reports on quality assessments, including findings and recommendations, to leadership and relevant teams.
  • Initiate corrective actions for process or regulatory failures and collaborate with case handlers to resolve issues, escalating when necessary.
  • Suggest and support the implementation of process and control improvements within the onboarding team.
  • Provide technical guidance and feedback to Client Onboarding team members, including training, knowledge sharing, and support for new starters.
Salary and Benefits

The salary for this position is estimated to be around £40,000 - £55,000 per annum, depending on experience. We also offer a comprehensive benefits package, including 25 days' holiday as standard, plus bank holidays, and the option to 'buy' up to 35 hours of extra holiday. Our generous pension schemes and health membership options make us an attractive employer for those looking for a rewarding career.



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