EMEA Brokerage Compliance Specialist

About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Our Capital Markets business is one of the fastest-growing areas of our asset servicing...

About Northern Trust CorporationNorthern Trust is a globally recognized financial institution with over 130 years of experience. Our Capital Markets business is one of the fastest growing areas, offering innovative financial services and guidance to sophisticated clients worldwide.The role will be part of our regional compliance & financial crime function,...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentThe Capital Markets business at Northern Trust is a...

About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.Our Capital Markets business is one of the fastest-growing areas of...

About Northern Trust:Northern Trust is a leading global financial services company that has been in operation since 1889. We provide innovative financial services and guidance to the world's most sophisticated clients, remaining true to our enduring principles of service, expertise, and integrity.Role / DepartmentThe Capital Markets business at Northern...

At Northern Trust Corporation, we are seeking a Financial Regulatory Expert to join our EMEA Brokerage team. This is an exciting opportunity for someone with strong knowledge of financial markets regulations and compliance expertise.About the RoleThe successful candidate will be responsible for providing day-to-day compliance support to our EMEA Brokerage...

About Us:Marlin Selection Ltd is a leading global financial services firm that provides a diverse range of investment banking, securities, wealth management, and investment management services. Our Prime Brokerage division focuses on delivering comprehensive solutions to institutional clients, including hedge funds and asset managers.Job Overview:We are...

As a Compliance Specialist for AWS EMEA, you will play a critical role in ensuring the environmental compliance of our facilities and operations across Europe, the Middle East, and Africa.The ideal candidate will have at least two years of post-qualification legal experience, with a strong background in environmental compliance matters. You will work closely...

**Marlin Selection Ltd: Prime Brokerage Sales Executive Opportunity**We are a leading global financial services firm, providing a broad range of investment banking, securities, wealth management, and investment management services. Our Prime Brokerage division is dedicated to delivering comprehensive solutions to hedge funds, asset managers, and other...

About UsWe are a leading global financial services firm providing a broad range of investment banking, securities, wealth management, and investment management services. Our Prime Brokerage division is dedicated to delivering comprehensive solutions to hedge funds, asset managers, and other institutional clients.Job OverviewWe are seeking a highly motivated...

Colliers International EMEA is a global leader in commercial real estate services, employing over 17,000 professionals operating across 68 countries with annual revenues of $3 billion.About Colliers International EMEAWe have an enterprising culture and significant insider ownership, which enables our professionals to provide a full range of services to real...

Job Overview:The Compliance Manager will assist with managing a small team and will be 4 days in the office.Main Responsibilities:Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.Review and implement Compliance policies and procedures, including reconciliation of regulatory reporting...

The Company:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The ideal candidate will have 6 years+ of solid Compliance experience gained within a brokerage environment. Strong experience of commodity markets would be a distinct advantage.Responsibilities:Consideration of all relevant statutory and regulatory...

Job SummaryWe are seeking a skilled Prime Brokerage Specialist to join our team at TEKsystems. As a Prime Brokerage Specialist, you will be responsible for onboarding clients to our Prime Services platform, developing and delivering solutions to improve client experience and generate additional revenue, and working with our Prime Services business and...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

About LightyearWe're a fintech company on a mission to make investing better for everyone in Europe. Our goal is to provide a platform that combines multi-currency accounts with unlimited access to global markets, eliminating hidden fees and unnecessary barriers.Our team has grown from an idea to a regulated business in both the UK and the EU, launching in...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

Are you an experienced EMEA Finance Leader looking for a new challenge? We are seeking a highly skilled Regional Financial Leader to join our team at Hays Specialist Recruitment Limited.As the Regional Financial Leader, you will be responsible for overseeing the financial closing process, ensuring compliance with US GAAP, and leading a team of accounting...