Regulatory File Review Specialist

About the Opportunity:We are offering a unique chance for a seasoned professional to join our Agile Talent Community as a File Compliance Review Specialist. In this role, you will be responsible for reviewing client files to ensure compliance with regulatory requirements, including FCA rules, COBS, and client agreement obligations.You will work closely with...

Job Summary:We are seeking a highly motivated Regulatory Content Reviewer to join our team as an Interim File Reviewer. In this role, you will be responsible for reviewing client files for compliance, accuracy, and adherence to service standards within the Financial Services sector.You will work closely with our Regulatory team to ensure all elements of the...

Overview of the Role:We are seeking a highly skilled Senior Regulatory File Analyst to join our team as an Interim File Reviewer. As a key member of our Regulatory team, you will be responsible for reviewing client files for compliance, accuracy, and adherence to service standards within the Financial Services sector.In this role, you will have the...

Key ResponsibilitiesWe are seeking an experienced Investment File Review Manager to join our team at MERJE. The successful candidate will lead the Business Quality Unit and ensure that our firm meets its regulatory requirements in relation to standards of investment advice, portfolio management, and record keeping.The key responsibilities of this role...

Are you a detail-oriented individual with experience in reviewing client files for compliance, accuracy, and adherence to service standards within the Financial Services sector? Do you have excellent analytical skills and the ability to communicate complex information effectively?We are seeking a Regulatory File Examiner to join our Agile Talent Community....

As a Regulatory Review Expert at Grant Thornton UK LLP, you will play a vital role in reviewing client files for compliance and accuracy within the Financial Services sector.About the RoleThoroughly review and assess client files to identify discrepancies and ensure alignment with client agreements and regulatory requirements.Analyse service delivery and...

Job DescriptionWe are seeking an experienced Interim File Reviewer to join our Regulatory team in Financial Services group. As a key member of our Agile Talent Community, you will have the freedom to work on projects that you choose, whether full or part-time within Regulatory team and support our clients and internal teams on short to medium-term...

As a Financial Services Review Specialist with Grant Thornton UK LLP, you will have the opportunity to work on projects that align with your skills and interests. Our Regulatory team advises firms of all sizes on aspects of UK regulation, and we are looking for an experienced individual to join our Agile Talent Community as an Interim File Reviewer.The...

Vixio Regulatory Intelligence Job Description**About Us**Vixio Regulatory Intelligence is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what's happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic...

About the JobWe are seeking a highly skilled UK Interim File Examiner to join our team on a short-term basis. In this role, you will be responsible for reviewing client files to ensure compliance with regulatory requirements.As a Regulatory File Review Specialist, you will have the opportunity to work with our clients and internal teams to provide...

Job OverviewThe Interim File Reviewer role at Grant Thornton UK LLP offers the opportunity to work on projects that align with your skills and experience. As a member of our Agile Talent Community, you will have the freedom to choose from a variety of short to medium-term assignments within our Regulatory team. Our clients value the insights and expertise we...

About the RoleWe are seeking an experienced Financial Services Compliance Reviewer to join our team on a short-term basis. In this role, you will be responsible for reviewing client files to ensure compliance with regulatory requirements.As a Regulatory File Review Specialist, you will have the opportunity to work with our clients and internal teams to...

Job Title: Regulatory Compliance Specialist">Job Summary: We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Evelyn Partners.">Key Responsibilities:">Review and supervise staff work to ensure compliance with regulatory requirementsProvide training to staff through on-the-job experienceEnsure all work is reviewed and files...

About the RoleThe role involves reviewing client files for compliance, accuracy, and adherence to service standards within Financial Services sector. You will assess client files, identifying discrepancies and ensuring that all elements of the service provided align with the client agreement and regulatory requirements.

Rutherford is seeking an experienced Regulatory Affairs Specialist to join its Compliance and Risk Management team. As a Regulatory Affairs Specialist, you will be responsible for monitoring investment guidelines, ensuring regulatory compliance, and maintaining internal control systems.The ideal candidate will have 7-10+ years of experience in investment...

Job Title: Senior Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced project regulatory compliance lead to oversee regulatory compliance and conformity assessments for critical pressure systems and machinery as part of a major infrastructure project. This role involves coordinating UKCA marking, ensuring alignment with UK product...

We are seeking a highly skilled Regulatory Affairs Specialist to join our team based in London on a 12-month temporary contract (35 hours per week). The estimated salary for this role is £65,000 - £80,000 per annum.About the RoleThis exciting opportunity will see you lead and manage European regulatory filings, collaborating closely with our European...

Compliance & Licensing Specialist - Government and Regulatory AffairsHolt Executive Ltd is seeking a skilled Compliance & Licensing Specialist – Government and Regulatory Affairs to join their dynamic team. This role offers a unique opportunity to influence and support a global, cutting-edge telecommunications portfolio, ensuring compliance and maintaining...

Job Title: Regulatory Affairs SpecialistA medical device company in London is seeking a highly skilled Regulatory Affairs Specialist to support their growth. This role involves managing technical files, dossiers, and regulatory documents for Class 1 Measuring Devices.Responsibilities include:Oversee the development and management of technical files,...

Company Overview">Neuberger Berman Group LLC, a leading global investment manager, is seeking an experienced Regulatory Compliance Specialist to join our EMEA & LatAm Compliance Team. Our team provides compliance advice and support to all levels of staff, including senior managers, fund managers, legal teams, client coverage, and marketing teams.The main...