Wealth Management Governance Lead
2 days ago
Hoxton Wealth is a dynamic and forward-thinking wealth management firm committed to delivering exceptional financial planning and investment solutions to our clients. With a strong international presence, we pride ourselves on our dedication to excellence, innovation, and compliance with all regulatory standards.
Role Description:The Compliance Director will collaborate closely with our existing team to ensure that Hoxton Wealth adheres to all relevant regulations and laws. This is an exciting opportunity to make a significant impact in a fast-paced environment while advancing your career in the wealth management industry.
Responsibilities:- Oversee all compliance processes and procedures.
- Develop and implement compliance policies and procedures.
- Provide training and guidance to staff on compliance matters.
- Proven experience in a compliance role within the wealth management industry.
- Previous experience in SMF 16/17 positions is essential.
- Excellent communication and interpersonal skills.
- A competitive salary of £65,000 - £90,000 per annum.
- Opportunities for professional growth and development.
- A supportive and collaborative work environment.
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Wealth Management Associate
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