Regulatory Policy Director

3 weeks ago


London, Greater London, United Kingdom TD Bank Full time
Company Overview

TD Bank is one of the world's leading global financial institutions, delivering legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.

Job Description

We are seeking a highly skilled Regulatory Policy VP to join our team. In this role, you will be responsible for driving a strong culture of supervision and supervisory engagement, considering industry best practice and regulatory change.

The successful candidate will develop an in-depth knowledge of Global Markets Supervision framework and associated policies and procedures. You will work closely with business line supervisors and serve as a primary contact to advise or coordinate with key stakeholders on day-to-day supervision, regulatory or business conduct matters requiring escalation.

  • You will support Global Markets in meeting its regulatory obligations, prepare monthly supervision packs for assigned businesses, and lead meetings with Global Markets Supervisors to analyze key metrics/trends and review market/business conduct escalations.
  • Additionally, you will assess implications of Firm policy, regulatory, new business, or best practice changes to the supervision framework and design and implement supervisory controls and procedures to address regulatory and best practice requirements.


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