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Compliance Conduct Officer

1 month ago

London, Greater London, United Kingdom YouLend Full time
About the Role

We are seeking a highly skilled Compliance Conduct Officer to join our team at YouLend. As a key member of our compliance function, you will play a crucial role in assisting with the implementation of an effective Compliance Monitoring and Testing Programme.

Key Responsibilities:

  • Assist and support the Global Head of Compliance with the overall design and delivery of a proportionate, risk-based Monitoring and Testing programme.
  • Perform thematic testing reviews and escalate findings to key stakeholders.
  • Perform ongoing monitoring of key processes, ensuring key regulatory risks are identified and regularly assessed.
  • Ensure actions are tracked to closure and provide challenge and feedback to help strengthen/enhance the 1st line control framework.

Requirements:

  • A minimum of 5 years experience in a compliance role within the financial services industry, payment institution or a similar regulated entity.
  • Experience in the Oversight Supervision of Partners with strong foundational knowledge of key elements including Customer Due Diligence (KYC/KYB/ Onboarding), Transaction Monitoring, mitigating risks.
  • Experience within a Compliance function and/or controls environment, ideally within a corporate lending business.

What We Offer

We offer a comprehensive benefits package, including stock options, private medical insurance, and enhanced maternity and paternity leave. Our office is located in Central London, and we provide a free gym and subsidised lunch. We also offer a monthly in-office masseuse and team and company socials.

At YouLend, we champion diversity and embrace equal opportunity employment practices. Our hiring, transfer, and promotion decisions are exclusively based on qualifications, merit, and business requirements, free from any discrimination based on race, gender, age, disability, religion, nationality, or any other protected basis under applicable law.