Business Assurance Specialist

3 weeks ago

Birmingham, Birmingham, United Kingdom Quilter Full time

About the Business

Quilter Cheviot Financial Planning is a leading provider of advice, investment platforms, multi-asset investment solutions, and discretionary fund management. We are part of Quilter plc, a company listed on the London and Johannesburg stock exchanges, managing over £111 billion in assets.

We offer a highly personalised service to private clients, charities, trustees, and professional partners, helping them navigate their financial future with confidence. Our presence spans the UK, Ireland, Channel Islands, and Dubai.

About the Role

Level: Level 4

Department: Business Assurance

Location: Birmingham, Carlisle, Chester, Exeter, Leeds, London. The role will be linked to one or more of the regional offices with remote working for part of the week.

Contract type: Permanent.

This is a newly formed team, and you will play a vital role in helping review and refine key processes. As part of this new team, you will have the opportunity to shape Quilter Cheviot Financial Planning's future aspirations.

  • You will receive initial and ongoing training and support for Business Assurance Specialists. You may also be asked to support the training team as and when required.
  • Help plan and lead thematic reviews, liaising with any outsourced providers of independent QA. Support the Business Assurance team with any learning trends from these reviews, which may be formal or informal in nature.
  • Deputise for the Business Assurance lead, where necessary. This will involve acting as an initial escalation point, reviewing and assessing financial advice, acting as a peer check where needed.
  • Support the Business Assurance Lead in the scoping, planning, delivering, and reporting of Business Assurance reviews.
  • Collate and review business assurance MI and data trends, feeding inputs into adviser oversight, customer forums, or other channels as appropriate.
  • Support the delivery of any compliance monitoring, audit activity, or remediation cases where potential or confirmed customer detriment is identified, where applicable.
  • Adhere to all Business Assurance policies and procedures.

Qualifications:

• Chartered Level 6 Qualified

• AF3 Pension Transfers (or equivalent)

• CF6 (or equivalent preferred)

Inclusion & Diversity

We value diversity and strive to promote inclusivity in all aspects of our culture. We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities.

Core Benefits:

Holiday: 182 hours (26 days)

Quilter Incentive Scheme: All employees are eligible to participate in the incentive scheme, to incentivise business performance and their contribution.

Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.

Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.

Life Assurance: 4x your salary.

Healthcare Cash Plan: Jersey employees only.

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