Paraplanner and Compliance Associate

We are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...

About the JobA Paraplanner with experience in managing client files, collaborating with Financial Advisers, and delivering exceptional client service is required. The successful candidate will also be responsible for conducting research, preparing reports, and developing relationships.The job involves staying up-to-date with industry developments and FCA...

**Company Overview**We are a leading provider of compliance services, seeking a skilled Compliance Associate to join our team in a central location.

OverviewWe are seeking a Junior Compliance Officer to join our team at Compliance Professionals.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations.A degree or MBA is preferred, along with relevant professional certifications in Compliance.The...

Job Description: Internal Risk Management AssociateAJ FOX COMPLIANCE, a leading provider of compliance solutions, is seeking a skilled Internal Risk Management Associate to join their team in London. In this role, you will play a critical part in supporting senior compliance professionals in managing internal risk, collaborating with colleagues across the...

Exchange Street Executive Search is seeking an analytical finance expert to join their team as a paraplanner. In this role, you'll play a crucial part in the company's growth and success. With a strong focus on portfolio analysis, report production, and technical research, you'll work closely with the financial planner, admin, and compliance teams.As a...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

**Company Overview:**We are Artemis Recruitment Consultants Ltd, a renowned recruitment agency specializing in high-caliber professionals for the wealth management sector.Job Title: Financial Paraplanner SpecialistSalary Range: £35,000 - £60,000 (dependent on experience)Location: LondonThis is an exciting opportunity for a highly experienced paraplanner to...

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

Stonewood Wealth is a leading financial services firm based in the United Kingdom, dedicated to providing comprehensive and personalized financial planning solutions to our clients. We are seeking a skilled Paraplanning Support Associate to join our team in London, UK.This role is ideal for an enthusiastic individual with 2+ years of experience in the...

AJ FOX COMPLIANCE is seeking a highly motivated Compliance Resourcer to join our team in Crystal Palace. This is a fantastic opportunity to be part of a young and dynamic company and contribute to our growth and success.As a Compliance Resourcer, you will be responsible for identifying, evaluating, and mitigating risks associated with our clients'...

Role OverviewThe Sovos Compliance team is seeking a highly skilled Tax Compliance Specialist to join our dynamic and growing organization. As a key member of our team, you will be responsible for ensuring the smooth operation of our client's tax compliance needs.The ideal candidate will have a strong understanding of project management and experience in...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Job SummaryWe are seeking a highly skilled Risk Management Associate to join our team at Compliance Professionals. In this role, you will be responsible for identifying and mitigating risks associated with our marketing and distribution activities.Your responsibilities will include reviewing and approving financial promotions, marketing materials, client...

Seeking a skilled Paraplanner for a dynamic Wealth Management PracticeSalary: £35,000 - £50,000 per yearWe are looking for an experienced Paraplanner to join our team within a Wealth Management Practice providing bespoke face-to-face financial advice to individuals and businesses throughout the UK.Extensive experience in writing suitability letters on...

Job DescriptionWe are looking for a skilled Paraplanner to join our Wealth Planning team at the LGT Group. As a Paraplanner, you will be responsible for providing full professional and technical support to Senior Wealth Planners and Wealth Planners in meeting client financial objectives. ResponsibilitiesClient File Management: Collect and analyze client...

**Job Description**As the Compliance Strategy Lead, you will be responsible for managing and executing the Compliance monitoring programme, producing reports and making recommendations to mitigate compliance risks associated with the business activities. You will also propose compliance policies, procedures, and controls, providing commercially orientated...

**Key Responsibilities**Ongoing review of all relevant legal, regulatory, and corporate governance developments or changes that might affect the UK business and its operations, and ensuring the Board and management are fully briefed on these and that it has regard to them when taking decisions.Management and execution of the Compliance monitoring programme,...

About AJ Fox ComplianceWe are a leading compliance firm dedicated to delivering exceptional risk management solutions.Job Summary:The Senior Compliance Executive will be responsible for ensuring the highest standards of compliance across all aspects of our operations.Key Responsibilities:Risk Management: Collaborate with senior leadership and various...