Self-Employed Compliance Officer

LVB Financial Services Limited T/A The Mortgage Giant is looking for a skilled Mortgage and Protection Adviser to join our growing team. As a Self-Employed or Employed professional, you will have the opportunity to work remotely from home and control your own diary and working days/hours.We offer competitive commission splits reflective of the market,...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Self-Employed Debt Collection Opportunities with Marston HoldingsWe are seeking self-employed Enforcement Agents/Bailiffs who can recover debts on behalf of taxpayers, businesses, and individuals through ethical and integrated court order compliance.About the RoleThe ideal candidate will have a strong understanding of debt collection laws and regulations, as...

Company OverviewMarston Holdings is a leading provider of field-based recovery services, helping clients recover debts through ethical and integrated court order compliance.We are committed to providing our self-employed enforcement agents with the necessary tools and training to succeed in their roles.Our company culture emphasizes the importance of...

Self-Employed Financial Services Professional OpportunityFinding the right balance between personal and professional life can be challenging. As a self-employed financial advisor with Finlink Ltd, you will have the freedom to manage your own workload while still receiving the support you need to succeed.About the CompanyFinlink Ltd is a directly authorised...

We are seeking a self-employed financial services professional to join our team on a tiered split basis, combining company-provided leads with your own self-generated business. As a financial advisor, you will be responsible for providing comprehensive financial planning solutions to clients across various advice needs.You will have access to back-office...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

**Unlock Your Potential:**A unique opportunity has arisen for a Consultant Solicitor to join a leading Law 100 Firm in London on a self-employed basis. Enjoy the freedom to work from home or in their London City office and reap substantial financial rewards.**Company Background:**Our client is a well-established firm with a strong presence in the market,...

About the Job: Internal Compliance OfficerAJ Fox Compliance is seeking an experienced Internal Compliance Officer to join our team in London. This is an exciting opportunity for someone with a passion for compliance to support Senior Compliance professionals in internal risk management processes. The ideal candidate will have a strong understanding of SRA...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

About the RoleAs a Field-Based Compliance Officer with Marston Holdings, you will play a critical role in enforcing court orders and recovering debts on behalf of our clients. This is a unique opportunity to work as a self-employed Enforcement Agent, utilizing your skills and experience to drive results and earn uncapped commission.With full training...

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...

Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

Job Title: Senior Compliance OfficerLocation: London, UKThis is an exciting opportunity to join a leading mid-sized firm of Chartered Accountants as their first external Head of Compliance. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering...