Regulatory Expert

3 weeks ago


Belfast, United Kingdom fscom Full time

Job Summary:

fscom, a leading Governance, Risk, and Compliance consultancy, is seeking an experienced Regulatory Expert to join our Asset Management practice. As a key member of our team, you will play a crucial role in delivering regulatory advice and services to our growing Wealth and Investment Management client base.

Key Responsibilities:

  • Provide regulatory guidance and support to clients across the Asset Management sector
  • Develop and lead compliance training programs for fscom client staff
  • Network with industry professionals and represent fscom at relevant events and conferences
  • Coach and mentor team members to maximize their capabilities
  • Conduct onsite and remote activities to advise and report on client engagements
  • Establish a presence as a thought leader through writing and speaking

Requirements:

  • 5+ years of Compliance experience, preferably in a wealth or investment manager
  • Strong analytical skills and ability to think critically
  • Effective communication and relationship-building skills
  • Good knowledge of FCA requirements and regulations
  • Demonstrable program and project management skills

About fscom:

We are a collaborative team that enjoys working remotely and in person together. We take a commercial approach to help our clients grow their business in a compliant way, providing in-depth regulatory insight and industry best practice. We are committed to Diversity & Inclusion and hold the Bronze standard in Diversity Mark NI.



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