Regional Compliance Officer
1 day ago
We are seeking an experienced Regional Compliance Manager to join our team at Get Staffed Online Recruitment Limited. As a key member of our compliance team, you will be responsible for ensuring our client's firms are compliant with network standards and regulatory requirements.
Key Responsibilities- Manage a risk-based monitoring program to ensure compliance with regulatory requirements.
- Be the primary point of contact for Appointed Representatives in an allocated region.
- Deliver high-quality face-to-face compliance support to our firms.
- Ensure Appointed Representatives are treating customers fairly and delivering good customer outcomes.
- Minimum 2 years of experience in a similar role within the financial services sector.
- A sound background in compliance monitoring, risk management, and reporting processes.
- Knowledge of systems of control and ability to follow clearly defined procedures.
- Experience of working under pressure, prioritizing, and working to tight deadlines.
- CeMAP or equivalent professional financial services qualification as a minimum.
- CeRER desirable.
- £34,000 - £36,000 per annum plus car allowance.
- Additional leave.
- Sick pay.
- Work from home.
Please note that as a non-sponsoring company, we are unable to accept applications from those without the right to work in the UK.
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