Financial Markets Compliance Expert
7 days ago
MarketAxess Holdings Inc. is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace.
Job DescriptionThe role is a fantastic opportunity for the right candidate to be part of an innovative firm that is rapidly growing and breaking new ground in the financial markets. The Senior Analyst, Surveillance will be involved in supporting the firm's approach to the surveillance of its trading venues across EMEA & APAC and at times other trading venues in the organisation.
Main Responsibilities- Trade and communications surveillance: Monitor and close market surveillance alerts and electronic communications to identify suspicious behavior that could be indicative of market abuse, insider trading or inappropriate market conduct.
- Monitoring system calibration: Calibrate and tailor monitoring systems to ensure that alerts are generated optimally and reduce false positives across trade surveillance and electronic communications systems.
- Surveillance activity reporting: Produce and review MI on surveillance activity to support the Senior Surveillance Officer in reporting to Boards and governance committees on the market abuse governance and control framework.
We expect a salary range of £65,000 - £85,000 per annum, based on location and experience.
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Financial Markets Expert
2 weeks ago
London, Greater London, United Kingdom RCQ Associates - Financial Markets Specialists Full timeRCQ Associates - Financial Markets Specialists is a leading credit rating agency looking to grow its Fund Finance team in London.The ideal candidate will have a background in Structured Finance, Fund Finance, Leveraged Finance, Project Finance, or Infrastructure Finance with strong experience in financial modelling and excellent analytical skills.A salary of...
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Financial Markets Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...
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Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...
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Compliance Advisory Expert
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...
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Financial Services Marketing Expert
1 week ago
London, Greater London, United Kingdom PXP Financial Full timeKey ResponsibilitiesAs a Financial Services Marketing Expert at PXP Financial, you will monitor product performance and customer engagement, adjusting strategies based on analytics. You will also partner with teams across PXP to ensure unified messaging and brand consistency.
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Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeFinancial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...
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Financial Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...
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Senior Compliance Expert for Financial Markets
2 weeks ago
London, Greater London, United Kingdom Jacobson Garner Full timeAbout Jacobson GarnerWe are a leading corporate brokerage and market-making firm based in London.Job Title: Senior Compliance Expert for Financial MarketsSalary: £120,000 - £150,000 per annumWe are seeking a highly experienced Senior Compliance Expert to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and...
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Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Financial Markets Manager
1 week ago
London, Greater London, United Kingdom InterQuest Financial Markets Full time**Company Overview:**InterQuest Financial Markets, a leading global player in the financial sector, is seeking an experienced EMEA Payroll Manager to join their team in Central London. This role offers a competitive salary, bonus, and car allowance, as well as industry-leading benefits.
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Compliance Risk Management Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Compliance Expert for Financial Institutions
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.
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Compliance Marketing Expert
1 week ago
London, Greater London, United Kingdom JLP Insights & Media website Full timeAt JLP Insights & Media, we're looking for a Compliance Marketing Expert to play a key role in our marketing team.This is a permanent position with a 30 hour contract, split between working from home and our London Head Office.You will be an accountable compliance SME for Financial promotions, working directly with Marketing 3rd Party Providers to ensure...
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Regulatory Expert: Financial Markets Oversight
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeWe are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...
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Financial Markets Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a key member of Compliance Professionals, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour. Your role will also involve calibration and tailoring of monitoring systems to ensure that alerts are generated optimally.Responsibilities:Monitoring and closing of market...
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Digital Marketing Expert for Financial Services
2 weeks ago
London, Greater London, United Kingdom 06500 Citigroup Global Markets Limited Full timeJob Description:We are seeking a highly skilled Digital Marketing Expert to join our team at Citigroup Global Markets Limited. This role is based in London and will involve working with the Head of Fixed Income Access and Macro for UK, Europe and MEA to develop and implement marketing strategies for our Fixed Income and Acess team.Key...
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Banking Compliance Expert
2 weeks ago
London, Greater London, United Kingdom CER Financial Full timeCER Financial, a leading international bank based in the City of London, is recruiting a highly skilled Banking Compliance Expert to join their team.The ideal candidate will have extensive knowledge of financial crime systems and controls, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000 per annum.About CER...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...
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Cybersecurity Solution Architect
1 month ago
London, Greater London, United Kingdom Shield Financial Compliance Full timeShield Financial Compliance is a global startup with a mission to protect market integrity and people's financial assets. We are a post-Series B startup with investors and customers from the largest financial organizations in the world.We are looking for a Compliance Expert - Cloud Security to join our team. The ideal candidate will have experience with...