Financial Markets Compliance Expert

7 days ago


London, Greater London, United Kingdom MarketAxess Holdings Inc. Full time
Company Overview

MarketAxess Holdings Inc. is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace.

Job Description

The role is a fantastic opportunity for the right candidate to be part of an innovative firm that is rapidly growing and breaking new ground in the financial markets. The Senior Analyst, Surveillance will be involved in supporting the firm's approach to the surveillance of its trading venues across EMEA & APAC and at times other trading venues in the organisation.

Main Responsibilities
  1. Trade and communications surveillance: Monitor and close market surveillance alerts and electronic communications to identify suspicious behavior that could be indicative of market abuse, insider trading or inappropriate market conduct.
  2. Monitoring system calibration: Calibrate and tailor monitoring systems to ensure that alerts are generated optimally and reduce false positives across trade surveillance and electronic communications systems.
  3. Surveillance activity reporting: Produce and review MI on surveillance activity to support the Senior Surveillance Officer in reporting to Boards and governance committees on the market abuse governance and control framework.

We expect a salary range of £65,000 - £85,000 per annum, based on location and experience.



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