Financial Markets Compliance Expert

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Career Overview:CMC Markets is seeking a highly skilled Financial Markets Expert to join our team in the UK. As a leading online CFD and financial spread betting provider, we offer a dynamic and challenging environment for professionals who are passionate about the financial markets.In this role, you will be responsible for providing exceptional relationship...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

About the RoleWe are looking for a highly skilled Compliance Expert for Financial Markets to join our team in London. In this role, you will provide expert advice on regulatory and reputational risk management, focusing on financial markets.The estimated salary for this role is £65,000-£85,000 per annum, depending on experience.Key responsibilities...

Role SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...

Key ResponsibilitiesAs a Financial Services Marketing Expert at PXP Financial, you will monitor product performance and customer engagement, adjusting strategies based on analytics. You will also partner with teams across PXP to ensure unified messaging and brand consistency.

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

As a key member of Compliance Professionals, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour. Your role will also involve calibration and tailoring of monitoring systems to ensure that alerts are generated optimally.Responsibilities:Monitoring and closing of market...

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

We are RCQ Associates, a leading niche recruitment firm focused on connecting global talent within the financial markets. With over 8 years of experience, our team of experts has established itself as a trusted advisor to clients worldwide.The role:As a Global Financial Services Specialist, you will be responsible for attracting top talent from across Europe...

We are RCQ Associates, a leading specialist in the Financial Markets space. Our team of experts has extensive experience in delivering exceptional recruitment solutions to clients worldwide. We are now seeking a talented and motivated professional to join our team as a Financial Markets Talent Acquirer.The role:You will be responsible for identifying and...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

Join Our Team as a Compliance OfficerWe are seeking a skilled and experienced Compliance Officer to join our team at Compliance Professionals.About the JobThis is a challenging and rewarding role that requires a strong understanding of regulatory requirements and the ability to communicate complex information clearly and effectively.Key...

This dynamic role at AJ FOX COMPLIANCE involves shaping best practices in compliance and regulatory matters. The successful candidate will offer expert advice on financial crime and AML issues, evaluate complex research findings, and conduct thorough risk assessments. Key responsibilities include providing strategic guidance on financial crime and AML...

TIAA is seeking a highly skilled Marketing Compliance Expert to join our team. In this role, you will be responsible for reviewing marketing materials for key areas supported by compliance with rules, regulations, and firm policies and procedures. You will work closely with other departments, such as Compliance and Legal, to ensure that all marketing...

Job Title: Financial Risk Governance ExpertWe are seeking a seasoned Financial Risk Governance Expert to join our team in London. This is an excellent opportunity for a strategic thinker to take on a challenging role in financial risk management.About the RoleThis is a senior-level position responsible for developing and implementing effective risk...