Compliance and Risk Manager

1 day ago


Bath, Bath and North East Somerset, United Kingdom Novia Financial plc Full time
About the Role

Novia Financial plc is seeking an experienced Compliance and Risk Manager to lead our data protection efforts. This is a challenging and rewarding opportunity for a qualified professional to make a significant impact on our organization's risk profile.

Key Responsibilities:
  • Oversee the completion of Data Protection Impact Assessments (DPIAs) and Legitimate Interest Assessments (LIAs), where appropriate.
  • Support data protection training and ensure that documentation and records are kept up to date.
  • Investigate and respond to data privacy compliance-related breaches and incidents.

The ideal candidate will have a strong background in data protection law and compliance, excellent analytical skills, and the ability to communicate complex issues effectively to both technical and non-technical stakeholders.



  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Summary: We are seeking a highly skilled Compliance Risk Manager to join our team at Willow Resourcing Limited. As a Compliance Risk Manager, you will be responsible for providing support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You will have gained...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory Manager PositionAre you an experienced compliance professional looking to take the next step in your career with a prominent player in wealth management? We are seeking a Senior Compliance Advisory Manager to join our team.Key Responsibilities:Provide senior-level compliance advisory services to our clients.Develop and implement...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesAre you an experienced compliance professional looking to take the next step in your career? Our client, a prominent player in wealth...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Job Description:The Senior Compliance Advisory Manager will play a pivotal role in ensuring the Group adheres to all relevant laws, regulations, and internal policies. This includes Consumer Duty, SM&CR, CASS, and ESG considerations.About the Role:In this full-time position, you will provide vital guidance and support to various business units, helping them...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Deerfoot Recruitment Solutions LimitedOur client, a prominent player in wealth management, is seeking an experienced Senior Compliance Advisory Manager to join their team. As a key member of the compliance department, you will be responsible for monitoring and managing risks across the organization.Salary: Up to £100,000 per annum, depending on...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    Senior Compliance Advisory ManagerOur client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team.This full-time position involves ensuring the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.You will provide...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerLocation: Hybrid - 1 day a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesDeerfoot Recruitment Solutions Limited is seeking a Senior Compliance Advisory Manager to join their dynamic team. This full-time position...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Full time

    Senior Compliance Advisory ManagerWe are seeking a highly experienced Compliance Advisory Manager to join our dynamic team at Deerfoot Recruitment Solutions. As a key member of our team, you will play a vital role in ensuring our client adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a regulatory development...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Job DescriptionSenior Compliance Advisory ManagerLocation: Hybrid - 1 days a week in the officeSalary: Up to £100,000Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesWe are seeking a Senior Compliance Advisory Manager to join our dynamic team. As a prominent player in wealth management, our...


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly skilled Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a vital role in ensuring that our investment management business operates in accordance with all applicable regulations.Key...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will be responsible for ensuring that our business units operate within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Compliance:...


  • Bath, Bath and North East Somerset, United Kingdom fish4.co - Jobboard Full time

    A leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to ensure compliance with laws and internal policies. The role involves guiding business units and developing effective training programs.Key responsibilities include:Understanding relevant laws and regulations.Maintaining regulatory logs and assessing business...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Senior Compliance Advisory ManagerAbout the Role:We are seeking an experienced Compliance Advisory Manager to join our team at Deerfoot Recruitment Solutions Limited. As a prominent player in wealth management, our client is committed to excellence and is looking for a professional who can take their compliance functions to the next level.Key...


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job DescriptionSenior Compliance Advisory ManagerWillow Resourcing Limited is seeking a highly skilled Compliance Advisory Manager to join its team. As a key member of the Compliance department, you will be responsible for ensuring that all business units are compliant with relevant regulations.Key Responsibilities:Provide support and guidance to all...


  • Bath, Bath and North East Somerset, United Kingdom https:www.energyjobline.comsitemap Full time

    Senior Compliance Advisory ManagerBonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunitiesKey Benefits:Bonus34 days holiday7% pensionLife assurancePrivate medicalProfessional development opportunities


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    Job Title: Senior Compliance Advisory ManagerAbout the Role:We are seeking a highly experienced Compliance Advisory Manager to join our client, a prominent player in wealth management. As a key member of the team, you will play a vital role in ensuring the Group adheres to all relevant laws, regulations, and internal policies.Key Responsibilities:Maintain a...

  • Compliance Director

    3 weeks ago


    Bath, Bath and North East Somerset, United Kingdom Wessex Water Full time

    The appointed DSEAR Compliance Manager will contribute to the company's Process Safety Management team, providing expert knowledge and leadership to ensure effective DSEAR/ATEX policy and procedures. The successful candidate will be responsible for delivering technical risk reduction opportunities across operational establishments, while ensuring compliance...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Full time

    Senior Compliance Advisory ManagerDeerfoot I.T. Resources, a multi-award-winning financial technology company, is seeking a Contract Senior Compliance Advisory Manager. This hybrid role is based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Senior Compliance Advisory Manager, you will...


  • Bath, Bath and North East Somerset, United Kingdom Deerfoot Recruitment Solutions Limited Full time

    At Deerfoot Recruitment Solutions Limited, we are seeking a highly skilled Compliance Advisory Manager to join our team. As a key member of our team, you will be responsible for overseeing and implementing compliance strategies to ensure regulatory adherence.The ideal candidate will have expertise in developing and maintaining compliance policies and...


  • Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time

    Job Summary:We are seeking a highly skilled Compliance Advisory Manager to join our Investment Management business in Bath. As a key member of our Compliance team, you will provide support and guidance to all business units, ensuring compliance with relevant regulations and identifying potential risks.Key Responsibilities:Develop and implement compliance...