Internal Compliance Officer
1 week ago
We are seeking a highly skilled Internal Compliance Officer to join our team at Instant Impact.
About the Role:
The Internal Compliance Officer will be responsible for advising on regulatory compliance, serving as the first point of escalation, and supporting the team in handling complex compliance matters.
Key Responsibilities:- Act as the main escalation point for compliance issues, including AML, CDD, sanctions, and conflicts.
- Advise on Data Protection/GDPR matters, including breaches, DSARs, and DPIAs.
- Support internal investigations and ensure adherence to SRA Principles and Codes of Conduct.
- Review client engagement terms, supplier contracts, and assist with regulatory procurement aspects.
- Handle preliminary reviews of complaints and claims, reporting to management and insurers.
- Develop and deliver regulatory risk training programs and maintain compliance policies.
- Monitor legal developments, provide insights, and support regulatory standards like ISO accreditations.
- Assist with ongoing compliance projects to enhance the firm's regulatory approach.
- Qualified lawyer with at least 2-3 years of compliance experience in a law firm. Alternatively, you will be an experienced lawyer looking to transition into a risk role.
- Knowledge of professional conduct rules and the regulatory landscape.
- Excellent drafting, communication, and stakeholder engagement skills.
- Ability to work across multiple tasks and to tight deadlines in line with the requirements of the business.
- Excellent written and verbal communication skills with a strong attention to detail.
- Ability to build and maintain strong client relationships with a client-centric approach.
Instant Impact is a UK-based law firm dedicated to ensuring compliance, protecting integrity, and delivering exceptional client service. With a culture of openness, we handle diverse issues, focus on high standards of care, and adapt to evolving legal and regulatory needs.
Salary: £70,000 - £90,000 per annum (dependent on experience)
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