Regulatory Affairs Officer
2 weeks ago
Cathedral Appointments is proud to partner with a leading Financial Services firm in Somerset or South Devon to find their next Compliance Officer.
This exciting opportunity offers a unique blend of challenge and reward, with a focus on regulatory compliance and risk management.
Key Accountabilities:- Design and implement compliant processes and procedures, ensuring alignment with FCA regulations.
- Lead compliance monitoring and review activities, identifying areas for improvement and implementing corrective actions.
- Develop and deliver engaging training programs, equipping staff with essential compliance knowledge.
- Promote a culture of compliance, encouraging employees to adhere to high standards and best practices.
- Minimum of 3 years' experience in compliance within IFA/Wealth Management.
- Outstanding analytical and problem-solving skills, with excellent communication and interpersonal abilities.
The estimated salary for this role is £41k per annum, reflecting the company's commitment to attracting talented professionals.
The successful candidate will also enjoy a range of benefits, including 25 days annual leave + bank holidays and a Pension Scheme with 3% employer contribution.
-
Regulatory Affairs Officer
11 hours ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Full timeWe are seeking a highly experienced Regulatory Affairs Officer to join our team at Cathedral Appointments.Job Summary:This is an exciting opportunity to work in a prestigious Financial Services firm, with a strong focus on regulatory affairs and compliance.The successful candidate will be responsible for managing compliance monitoring plans, audit files, and...
-
Head of Regulatory Affairs
2 days ago
Wellington, Telford and Wrekin, United Kingdom Jonathan Lee Recruitment Ltd Full timeWe are delighted to be working with a reputable manufacturing business in Telford to find a talented Quality & Compliance Manager.Job DescriptionThis is a senior role that involves overseeing the development and implementation of quality policies, procedures, and standards within our client's organization.Main Responsibilities:Lead the development,...
-
Compliance Risk Manager
2 days ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Full timeAt Cathedral Appointments, we are seeking a highly skilled Compliance Risk Manager to join our team.Job Overview:This is an exciting opportunity to work in a prestigious Financial Services firm, with a strong focus on compliance and regulatory affairs.The successful candidate will be responsible for maintaining and improving policies and procedures in line...
-
Compliance Officer | Regulatory Expert
3 weeks ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Ltd Full time£35,000 - £45,000 per annum DOE. A prestigious Financial Services firm in Somerset or South Devon is seeking a skilled Compliance Officer to join their team. Responsibilities:Maintain and improve policies and procedures in line with FCA rules, ensuring robust frameworks for Consumer Duty and vulnerability in advice.Oversight and Monitoring: Manage...
-
Compliance Officer
1 day ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Ltd Full timeCathedral Appointments Ltd are looking for a highly skilled Compliance Officer to join their team, focusing on FCA compliance.Salary: £35,000 - £45,000 per annum (DOE)In this role, you will be responsible for regulatory compliance, including maintaining and improving policies and procedures, managing compliance monitoring plans, audit files, and...
-
Regulatory Compliance Specialist
7 days ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Full timeCathedral Appointments is partnering with a forward-thinking financial services firm in Somerset or South Devon to find a skilled Compliance Officer. This exciting opportunity combines a competitive salary with a flexible working arrangement.The estimated salary for this position is £39,750 - £43,500 per annum, depending on experience. In addition to a...
-
Financial Services Risk Manager
11 hours ago
Wellington, Telford and Wrekin, United Kingdom Cathedral Appointments Ltd Full timeA prestigious Financial Services firm is seeking a Financial Services Risk Manager to join their team.Salary: £35,000 - £45,000 per annum (DOE), located in Somerset / South DevonThis role involves oversight and monitoring of compliance activities, including regulatory compliance, conduct and risk management, training and development, and requirements...
-
HR Assistant
1 week ago
Wellington, United Kingdom Cathedral Appointments Ltd Full timeHybrid working - 25 days holiday per annum - Death in service benefit Are you ready to take the next step in your career? If you have strong administration and organisational skills, then we would love to hear from you! As HR & Compliance Assistant, you will be joining a well-established professional services firm based inWellington. **HR & Compliance...
-
Financial Services
7 days ago
Wellington, United Kingdom Cathedral Appointments Ltd Full time**Salary up to £29k DOE | Good Benefits Package** Our client, a prestigious and forward-thinking Financial Services firm is seeking a **Client Relationship Manager**to support the two Financial Advisors. The main place of work will be Wellington but there may be a requirement for travel between offices from time to time. **What will you be doing as a...
-
Paraplanner
3 days ago
Wellington, United Kingdom Cathedral Appointments Ltd Full timeThis role will be undertaken on a hybrid basis, involving 2 days office work and 3 days working from home. **What will you be doing as a Paraplanner?** - Receiving instructions during debriefings from advisers following client meetings - Interpreting data obtained by advisers during client meetings - Analysing data and using research tools to provide...
-
Mental Health Act Administrator
7 months ago
Wellington, United Kingdom Elysium Healthcare Full timeAre you an experienced administrator - ideally with knowledge of the Mental Health Act or a qualification in it - looking for a new challenge? If so, join Wellesley Hospital as a Mental Health Act Administrator. As the Mental Health Act Administrator you will work as part of the administration team at Wellesley Hospital a service for men and women with...
-
Deputy Admin Lead
7 months ago
Wellington, United Kingdom Elysium Healthcare Full time**Introduction**: Do you have an eye for detail and have exceptional administration and multi-tasking skills that you are looking to transfer to the healthcare industry? If yes, then join the team at Wellesley Hospital as a Deputy Admin Lead. Wellesley Hospital is a 95 bed Secure Mental Health Hospital, for both men and women above the age of 18. The role...
-
Cpa Administrator
7 months ago
Wellington, United Kingdom Elysium Healthcare Full timeIf you are an experienced Administrator with strong English language skills, looking for a career where you are valued and recognised, then join Elysium Healthcare as a CPA (Care programme Approach) Administrator and be a part of a supportive team at** **Wellesley Hospital. As a CPA Administrator, you will be responsible for updating documents on Patient...