Trade Compliance Risk Management Professional

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

Job Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...

About the CompanyLXISNEXIS RISK SOLUTIONS is a global provider of information and analytics for professional and business customers across industries. Our company is committed to delivering innovative solutions that meet customer needs.Job SummaryWe are seeking a skilled product manager to lead the development of our trade compliance product. The ideal...

Job DescriptionAn innovative law firm is seeking a proactive Senior Compliance Executive to join their team. This role involves collaborating with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.The ideal candidate will have a passion for risk management and thrive on...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

This role requires a highly organised individual with excellent time management skills, able to manage multiple priorities and meet deadlines.About the Role:As a key figure in AJ Fox Compliance's team, you will be responsible for implementing risk management policies, procedures, and internal audits, as well as delivering firm-wide training and managing...

Looking for a challenging role where you can apply your expertise in risk and compliance? AJ FOX COMPLIANCE is seeking a senior professional to join their team as a Compliance Risk Manager.About the RoleWe are an innovative law firm that values our employees' skills and experience. As a Compliance Risk Manager, you will work closely with our Head of Risk and...

About the RoleWe are looking for a skilled Trade Compliance Specialist to join our team at LexisNexis Risk Solutions. As a key member of our Trade Checkpoint team, you will be responsible for driving product development and ensuring alignment with customer needs and business objectives.Your key responsibilities will include:Defining product requirements and...

Job SummaryAs a seasoned Compliance Risk Manager at Compliance Professionals, you will oversee the management of global regulatory relationships and drive their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal candidate will have demonstrated...

The Ideal CandidateWe are looking for an experienced Compliance Manager who has a proven track record of success in a similar role.The ideal candidate will have a minimum of 4 years of compliance experience, with experience in a trading environment covering FX/commodities being essential.Main RequirementsMinimum of 4 years of compliance experienceStrong...

We are seeking an ambitious Compliance Risk Manager to join our team at AJ FOX COMPLIANCE in London. This is a fantastic opportunity for a talented professional looking to take their career to the next level.As a key member of our compliance team, you will be responsible for overseeing the performance of our compliance-based team and managing complex issues...

ResponsibilitiesCompliance Controls: Perform regular reviews of client onboarding and periodic account review as second line of defence, ensuring adherence to Company's Financial Crime CMP.Policies and Procedures: Develop and update FCC Policies and Procedures in accordance with local requirements and Group standards, policies and procedures.Risk Management:...

Company OverviewThe firm, Compliance Professionals, operates globally with offices across the world. It provides Wealth Management services to UHNI and Family offices.About the RoleWe are seeking a skilled Compliance Risk Manager to join our team in London. The successful candidate will have experience within a Wealth Management/ Private Bank firm within a...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

We are seeking a Compliance Risk Manager to join our team at AJ FOX COMPLIANCE. As a key member of our risk management function, you will be responsible for collaborating with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.The successful candidate will have a proven track...

Job Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...

Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...

Job OverviewAJ FOX COMPLIANCE seeks a proactive Senior Governance Executive to lead its compliance function.This role involves overseeing and regularly updating policies and procedures according to up-to-date compliance legislation.The ideal candidate will have a passion for risk management, sharp analytical skills, and the ability to identify and mitigate...