Asset Management Compliance Officer

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Company OverviewOur client is a leading alternative asset management firm based in London.Their commitment to excellence and innovation has made them a top choice for professionals seeking challenging roles in compliance and risk management.

Compliance Officer - Asset Management Job DescriptionWe are seeking a highly skilled Compliance Officer - Asset Management to join our Compliance department at SEI Investments. As a key member of our team, you will play a critical role in ensuring that our business operates in compliance with all applicable rules and regulations.About the RoleIn this role,...

Senior Compliance Officer Job DescriptionThe SEI Investments (Europe) Ltd ('SIEL') Compliance department seeks an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Compliance, your primary role will be to provide regulatory advice and guidance to our Asset Management business unit.Main ResponsibilitiesProvide...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Jupiter Asset Mgmt is a leading investment management company with over 500 employees and £51.3 billion worth of assets under management. We are looking for a highly skilled Compliance Officer - Marketing and Distribution to join our team in London.About the Role:Review and approve marketing materials, including advertising literature and social media...

We are seeking an experienced Asset Compliance Officer to join our team at Octavia Development Services Limited. As an Asset Compliance Officer, you will play a critical role in ensuring that all statutory compliance obligations and requirements across the Group are met and consistent with up-to-date legislation, health & safety, and best practice.Key...

Job TitleWe are seeking a highly skilled Asset Management Associate to support our Global Client Group at Brookfield Asset Management.About the RoleThis is an Associate level opportunity that involves working across all private market asset classes, including Real Estate, Infrastructure, Renewables, and Private Equity. The successful candidate will be...

We are seeking a highly skilled Asset Compliance Officer to join our team at Perenco's Dimlington Terminal in the UK. As an Asset Compliance Officer, you will play a key role in promoting, developing, and maintaining a Health, Safety, and Environmentally aware Asset.Your primary responsibility will be to coach staff to ensure their compliance with Perenco's...

About the JobWe are seeking a Senior Internal Auditor to join our team in Brookfield Asset Management. The successful candidate will be responsible for executing internal audit and advisory engagements at our European portfolio companies.Key Responsibilities:Deliver high-quality audit and advisory services, including planning, fieldwork, and reporting.Draft...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job Summary:We are seeking an experienced Asset Data Implementation Lead to oversee the implementation of data solutions via systems and ensure reporting data solutions meet business requirements.About the Role:The successful candidate will work closely with stakeholders in the Client Group and Front Office to implement systems such as Vermillion,...

As a Compliance Officer Intern at Oaktree Capital Management, you will be working in the heart of our organization's regulatory framework. Our company emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities.The Scope and Responsibilities of this position...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

About the Opportunity:">We are seeking an experienced Compliance Advisor to join our team in London, working closely with business partners and Legal and Compliance colleaguesKey Responsibilities:">Provide Compliance support and representation on Asset Management strategic initiativesDevelop and draft Compliance policies and procedures, outlining firm...

About the Role:">We are seeking an experienced Executive Asset Manager to join our team in London. As an Executive Asset Manager, you will play a key role in managing assets and driving business growth.Responsibilities:Conduct market research and analysis to identify new business opportunities.Develop and implement asset management strategies to maximize...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Are you a compliance professional looking for a new challenge?About the RoleWe are working with Austin Andrew, a leading asset manager based in London, to find a Senior Compliance Professional to join their team. As an Asset Compliance Specialist, you will be responsible for ensuring that all asset management activities are compliant with relevant...

We are seeking an Asset Manager Compliance Specialist to join our client's team.The successful candidate will manage the implementation of client-specific restricted stock lists, maintain coding around eligible countries, markets, IDs, and asset classes, and produce relevant MI for governing committees.To succeed in this role, you will need strong...

At Jupiter Asset Mgmt, we are seeking a skilled Risk Compliance Specialist to join our team in London. This is an excellent opportunity for a professional with experience in asset management to work on regulatory compliance and risk management.Job Description:Review marketing materials and communications to ensure compliance with local regulatory...