Compliance Officer

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

About the Job: Internal Compliance OfficerAJ Fox Compliance is seeking an experienced Internal Compliance Officer to join our team in London. This is an exciting opportunity for someone with a passion for compliance to support Senior Compliance professionals in internal risk management processes. The ideal candidate will have a strong understanding of SRA...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

Salary: £45,000 - £55,000 per annumLocation: Remote work available, but regular office attendance may be requiredCompany OverviewWe are Compliance Professionals, a boutique wholesale bank that values integrity, innovation, and collaboration. Our mission is to provide exceptional financial services while maintaining the highest standards of regulatory...

Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...

Job Title: Senior Compliance OfficerLocation: London, UKThis is an exciting opportunity to join a leading mid-sized firm of Chartered Accountants as their first external Head of Compliance. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

We are seeking an Ethics and Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our ethics and compliance function, you will be responsible for investigating incidents, managing complaints, and analysing trends to prevent future issues.The successful candidate will have a proven track record of working collaboratively with senior...

Role Overview:We are looking for a highly skilled Compliance Officer - AML to join our team at AJ FOX COMPLIANCE. As an experienced professional in Anti-Money Laundering, you will be responsible for managing the firm's legal and regulatory obligations.Your key responsibilities will include performing conflict searches, resolving issues, and escalating where...

Job DescriptionThe AML Compliance Officer will be responsible for performing conflict searches, resolving issues, and escalating where necessary. This includes identifying and verifying new clients, assessing Anti-Money Laundering (AML), sanctions, and Customer Due Diligence (CDD) requirements.You will conduct screenings of Politically Exposed Persons...

Company OverviewOur client is a leading alternative asset management firm based in London.Their commitment to excellence and innovation has made them a top choice for professionals seeking challenging roles in compliance and risk management.

Job OverviewAn exciting opportunity has arisen for a Compliance Officer to join our team at AJ FOX COMPLIANCE. As a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance, you will be responsible for handling a broad range of compliance, conflicts and AML issues.About the RoleYou will advise secretaries, fee...

We are looking for a dedicated Legionella Compliance Officer to join our team at HSL Compliance Limited. As a key member of the Water Hygiene team, you will play a crucial role in ensuring compliance with legionella guidelines.Responsibilities:Conducting regular site visits to monitor and test water systemsCollecting and analysing water samplesMaintaining...

Aj Fox Compliance seeks an Internal Risk Management Specialist to support Senior Compliance professionals in core internal risk management processes.Key responsibilities include:Monitoring compliance of file closuresLiaising with fee earners on compliance proceduresPreparing trend analysis reports for senior managementSupporting senior staff in ensuring...

Key ResponsibilitiesAs a Compliance VP at Compliance Professionals, you will:Maintain policies, procedures, systems, and controls governing IPO and divestment activities.Oversight of compliance with beneficial ownership and other trade reporting rules.Implementation of MNPI protocols for IPO and divestment activity.Perform gatekeeper role for market...