Financial Markets Regulatory Expert
2 weeks ago
GFO-X is seeking a skilled professional to fill the position of Junior Market Surveillance Analyst. This role will involve conducting trade surveillance, analyzing alerts, and performing ad-hoc reviews to ensure compliance with regulatory requirements.
Responsibilities:
- Real-time market monitoring and analyzing alerts escalated by Nasdaq MTS surveillance tool.
- Performing ad-hoc reviews and screening of trading activity.
- Maintaining relationships with Compliance Coverage teams and relevant Business Units.
- Developing new tools and Surveillance controls with Technology teams and/or vendors.
- Handling day-to-day inquiries from Participants.
- Conducting certification and conformance tests for new participants.
Requirements:
- 2-3 years of relevant work experience in the financial services industry or relevant internships.
- Exposure to one or more asset classes such as Equities Derivatives/FI/Commodities/FX/Digital Assets.
- Strong analytical and investigative skills.
- Ability to multitask and handle multiple compliance reviews and projects.
- Familiarity with electronic trading markets or the securities industry is advantageous.
Salary:£48,000 per annum, depending on experience.
Benefits:GFO-X offers competitive benefits, including a comprehensive salary package and opportunities for professional development.
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