Financial Markets Regulatory Expert

2 weeks ago


London, Greater London, United Kingdom GFO-X Full time
Digital Asset Compliance Role:
GFO-X is seeking a skilled professional to fill the position of Junior Market Surveillance Analyst. This role will involve conducting trade surveillance, analyzing alerts, and performing ad-hoc reviews to ensure compliance with regulatory requirements.

Responsibilities:
  • Real-time market monitoring and analyzing alerts escalated by Nasdaq MTS surveillance tool.
  • Performing ad-hoc reviews and screening of trading activity.
  • Maintaining relationships with Compliance Coverage teams and relevant Business Units.
  • Developing new tools and Surveillance controls with Technology teams and/or vendors.
  • Handling day-to-day inquiries from Participants.
  • Conducting certification and conformance tests for new participants.

Requirements:
  • 2-3 years of relevant work experience in the financial services industry or relevant internships.
  • Exposure to one or more asset classes such as Equities Derivatives/FI/Commodities/FX/Digital Assets.
  • Strong analytical and investigative skills.
  • Ability to multitask and handle multiple compliance reviews and projects.
  • Familiarity with electronic trading markets or the securities industry is advantageous.

Salary:£48,000 per annum, depending on experience.

Benefits:GFO-X offers competitive benefits, including a comprehensive salary package and opportunities for professional development.

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