Financial Markets Regulatory Expert

4 days ago


London, Greater London, United Kingdom Bloomberg Full time
Compliance Opportunity

We are looking for a talented Financial Markets Regulatory Expert to join our team in London. In this role, you will provide expert advice on regulatory matters and help us navigate the complex world of financial regulations.

Key Responsibilities
  • Provide advisory compliance guidance on all applicable FCA rules for 'service companies', with support and oversight from the Chief Compliance Officer.
  • Draft, update and review compliance policies in line with regulatory requirements.
Requirements
  1. Experience of financial markets and regulation, probably within Compliance at a regulated firm.
  2. Familiarity with electronic trading activities/services, and associated FCA and EU regulatory expectations.
Benefits

We offer a competitive salary of £90,000 - £110,000 per annum, as well as a comprehensive benefits package, including health insurance, pension scheme, and generous annual leave.

About Bloomberg

Bloomberg is a dynamic and innovative company that values diversity and inclusion. We strive to create an environment where our employees can grow and develop their careers.



  • London, Greater London, United Kingdom Financial Conduct Authority Full time

    We are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...


  • London, Greater London, United Kingdom RCQ Associates - Financial Markets Specialists Full time

    RCQ Associates - Financial Markets Specialists is a leading credit rating agency looking to grow its Fund Finance team in London.The ideal candidate will have a background in Structured Finance, Fund Finance, Leveraged Finance, Project Finance, or Infrastructure Finance with strong experience in financial modelling and excellent analytical skills.A salary of...


  • London, Greater London, United Kingdom antfinancial Full time

    Key ResponsibilitiesIn this challenging role as a Financial Regulatory Expert, you will be responsible for conducting internal compliance training and monitoring local regulatory and law changes.You will also be required to carry out risk assessments on products and services offered in the UK market and support key regulatory projects of the EMEA Compliance...


  • London, Greater London, United Kingdom InterQuest Financial Markets Full time

    Job OverviewWe are seeking a highly skilled Statutory Reporting and Audit Manager to lead our consolidated statutory financial statements and oversee audit delivery under tight deadlines.This role involves delivering consolidated and standalone financial statements under IFRS and Local GAAP for our group entities.Audit Leadership: Handle audit queries and...


  • London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.


  • London, Greater London, United Kingdom PXP Financial Full time

    Key ResponsibilitiesAs a Financial Services Marketing Expert at PXP Financial, you will monitor product performance and customer engagement, adjusting strategies based on analytics. You will also partner with teams across PXP to ensure unified messaging and brand consistency.


  • London, Greater London, United Kingdom VRS Regulatory Full time

    Role OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...


  • London, Greater London, United Kingdom VRS Regulatory Full time

    Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...


  • London, Greater London, United Kingdom Noble Legal Limited Full time

    An exciting opportunity exists at Noble Legal Limited to hire a Regulatory Expert who will be responsible for advising on financial services regulatory matters.The firm's highly regarded group advises clients across the financial services market on both contentious and non-contentious matters, and much of the work is international. As the sole expert in the...

  • Financial Manager

    1 month ago


    London, Greater London, United Kingdom CMC Markets Full time

    Financial Manager - Regulatory ComplianceCMC Markets is seeking an experienced Finance Manager to join our London-based Head Office. The successful candidate will contribute to strong financial governance and control, manage allocated project work, and provide senior management with financial information by reviewing and producing accurate and timely monthly...


  • London, Greater London, United Kingdom Brookfield Asset Management Full time

    Role OverviewBrookfield Asset Management is seeking a highly skilled Regulatory Marketing Expert to join their team in London. This role will be responsible for reviewing and approving marketing materials, ensuring compliance with regulatory requirements across various regions.


  • London, Greater London, United Kingdom InterQuest Financial Markets Full time

    **Company Overview:**InterQuest Financial Markets, a leading global player in the financial sector, is seeking an experienced EMEA Payroll Manager to join their team in Central London. This role offers a competitive salary, bonus, and car allowance, as well as industry-leading benefits.


  • London, Greater London, United Kingdom Financial Conduct Authority Full time

    We are seeking a highly skilled Regulatory Lawyer to join our team at the Financial Conduct Authority (FCA). As a Regulatory Lawyer, you will play a crucial role in shaping the UK's financial regulatory landscape.About UsThe FCA is responsible for regulating the conduct of nearly 45,000 firms in the UK, ensuring that our financial markets are honest, fair,...


  • London, Greater London, United Kingdom Citigroup Global Markets Limited Full time

    **Job Overview:**We are seeking a highly skilled Risk Management and Regulatory Compliance Expert to join our team at Citigroup Global Markets Limited.**Estimated Salary:** £80,000 - £120,000 per annum.**Responsibilities:Designing and Implementing Compliance Programs: Develop and maintain best-in-class compliance programs, policies, and practices for...


  • London, Greater London, United Kingdom Redstone Search Group Full time

    About the Role:We are seeking a seasoned Regulatory Expert to join our client's top-tier European financial services regulatory practice in London. The successful candidate will work with a diverse clientele including banks, broker-dealers, asset managers, fintechs, and insurance companies.Key Responsibilities:Regulatory Advice: Provide comprehensive advice...


  • London, Greater London, United Kingdom Bruin Financial Full time

    Job DescriptionBruin Financial is seeking a skilled Regulatory Risk Analyst to join their team in London. This role will involve providing transparency and assurance to the Risk Management department through accurate and timely regulatory reporting.Key Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and PRA, ensuring accuracy and...


  • London, Greater London, United Kingdom CMC Markets Full time

    CMC Markets is a leading online financial trading business that has been operating since 1989. With offices and branches in 13 countries, we offer a unique opportunity for a talented lawyer to join our global team.As a Legal Counsel at CMC Markets, you will be part of a full-service legal team that provides advice on capital markets, trading-related, and...


  • London, Greater London, United Kingdom Financial Conduct Authority Full time

    At the Financial Conduct Authority, we are committed to ensuring our financial markets are honest, fair and competitive.Salary:We offer a highly competitive salary for this Senior Associate - Regulatory role. Based on your skills and experience, you can expect an annual salary ranging from £51,200 to £75,000 in London and up to £68,300 outside of...


  • London, Greater London, United Kingdom Capco Full time

    Company OverviewCapco is a global technology and business consultancy, focused on the financial services sector. We are passionate about helping our clients succeed in an ever-changing industry.Job DescriptionWe are currently looking to recruit Consultants and Senior Consultants who can make a significant contribution to the Capital Markets Regulatory...


  • London, Greater London, United Kingdom TribePost Ltd Full time

    Job Title: Regulatory Intelligence ExpertAbout the Role:We are excited to offer a unique opportunity to be part of a cutting-edge regulatory intelligence service aimed at global financial institutions. As a Regulatory Intelligence Expert, you will play a pivotal role in scoping and developing Wilmington's new financial regulation monitoring platform, helping...