Governance and Regulatory Expert
23 hours ago
The ideal candidate will have a strong background in risk management and compliance, with a proven track record of developing and implementing effective compliance strategies. You will be responsible for establishing a standardised approach for delivering and documenting operational services to ensure effective management and governance of compliance across all offices, and providing accurate updates and reports on compliance status to the senior management team.
Key responsibilities include:
- Acting as the primary contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations
- Establishing a standardised approach for delivering and documenting operational services to ensure effective management and governance of compliance across all offices
- Ensuring full compliance to AML regulations at all offices
- Providing accurate, regular updates and reports on compliance status to the senior management team, and timely updates on non-compliance issues
Requirements:
This role requires:
- 3+ years' experience in a management compliance role within legal services
- Proven track record in developing and maintaining positive stakeholder relationships
- Demonstrable experience in working to tight deadlines with high levels of accuracy
- Demonstrable experience of current regulations and guidelines as set out by the Solicitors Regulation Authority, Information Commissioners Office, and National Crime Agency
- Excellent communication and interpersonal skills
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