Regulatory Reporting Specialist

5 days ago


London, Greater London, United Kingdom TP ICAP Full time
Job Role

This is a hands-on finance position that requires a self-driven professional with exceptional communication, organisational, managerial, and analytical abilities.

The successful candidate will be able to work efficiently while ensuring a quality and controlled delivery of information, collaborating with various other functions within the finance department as well as the wider organisation.

Key Responsibilities
  1. Deliver prudential regulatory reporting requirements (FCA, NFA, ACPR, DFSA, CFTC, EBA & DNB) and UK Client Money (CMAR).
  2. Work with the business to optimize return on capital across EMEA.
  3. Be responsible for the Finance inputs into the EMEA Internal Capital Adequacy and Risk Assessments (ICARAs) and Wind down plans for in scope regulated entities.
  4. Assist in drafting technical papers & ALCO/Board updates to support regulatory treatments and governance.
  5. Provide input into the development of regulatory reporting systems and automation of processes.
  6. Design effective financial resource monitoring, working closely with Risk and Business.
  7. Assess regulatory impact of business change initiatives under applicable regulatory frameworks.
  8. Horizon scan for relevant Regulatory changes including assessment of impact on the firms capital requirements.
  9. Collaborate with EMEA Treasury team to ensure appropriate capital and liquidity buffers are maintained.
  10. Work closely with auditors during year-end processes and regulatory reviews.
  11. Scenario planning and stress testing to ensure business resilience against regulatory and economic changes.

Salary: £60,000 - £80,000 per annum, depending on experience.



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