Compliance Advisory Expert

24 hours ago


London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time
About Us
Societe Generale is a global banking giant with a rich history and a strong commitment to innovation and excellence. We believe that our people are the driving force behind our success, and we strive to create an environment where they can grow, develop, and thrive.

Job Description
This exciting opportunity is based in London and offers a competitive salary of £60,000 - £80,000 per annum. The successful candidate will be responsible for providing compliance advisory services to the Markets business lines, including credit, equities, rates, FX, XVA, investment research, prime brokerage, and clearing. Key responsibilities include:
  • Defining procedures and implementing a framework to ensure compliance with respect to compliance risks
  • Awareness-raising among Group employees regarding compliance risk and the strengthening of the compliance culture within the Group
  • Mapping and analysing Group compliance risk and general vigilance regarding issues likely to harm the Group's reputation or that of one of its activities

Key Skills
To succeed in this role, you will require:
  • Trading floor-based compliance advisory experience, ideally relating to markets businesses
  • In-depth working knowledge of MiFID 2, MAR, FCA, PRA, FX Global Code, and other regulatory rules
  • Communication skills
  • Flexibility and adaptability

Why Join Us?
We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

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