Compliance Director
4 weeks ago
Compliance Director
At Countrywide Mortgage Services, we're seeking a seasoned Compliance Director to lead our regulatory efforts and ensure we maintain the highest standards set by the Financial Conduct Authority (FCA).
About the Role
As a Compliance Director, you'll oversee our compliance team, driving proactive decision-making and operational efficiency. You'll work closely with key business areas and stakeholders to implement our compliance strategies, ensuring we stay ahead of regulatory requirements.
Key Responsibilities
- Team Leadership Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
- People Management Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
- Training & Development Support and enhance the skills of the Compliance Team through targeted training initiatives.
- Client Outcomes Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
- Risk Management Analyze management information to identify and mitigate customer and business risks.
- Reporting Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
- Stakeholder Collaboration Work closely with key business areas and stakeholders to implement our compliance strategies.
- Industry Knowledge Stay updated with industry trends and compliance knowledge to support your personal development.
Requirements
- Relevant Experience Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
- Team Management Demonstrated ability to manage, motivate, and develop teams effectively.
- Proactivity Willingness to take responsibility for enhancing team efficiency and accountability.
- Regulatory Knowledge Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
- Problem-Solving Ability to identify root causes and develop improvement plans.
- Leadership Lead by example to create a positive working environment.
- Communication Excellent written and verbal communication skills for insightful reporting.
- Attention to Detail Meticulous attention to detail.
- IT Proficiency Strong IT skills.
Why Countrywide Mortgage Services
We're a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You'll benefit from our wealth of industry experience, premium network and club services, and expertise in business growth.
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