Regulatory Affairs Manager

2 days ago


Cambridgeshire and Peterborough, United Kingdom ELP Consult Full time

Job Title: Regulatory Affairs Manager

Job Description

As a Regulatory Affairs Manager at ELP Consult, you will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role involves developing and implementing compliance policies and procedures, reviewing internal processes, and providing compliance training to employees.

Key Responsibilities

The successful candidate will be responsible for:

  1. Developing and implementing compliance policies and procedures.
  2. Conducting regular reviews of internal processes to identify potential compliance issues.
  3. Providing compliance training to employees.
  4. Participating in the compliance assessment of new products and business initiatives.
  5. Responding to regulatory inspections and investigations.

The ideal candidate will have a Bachelor's degree in Finance, Law, or a related field, and at least 5 years of compliance experience in the financial asset management industry.

Benefits

We offer a competitive salary range of $120,000 - $180,000 per annum, along with a comprehensive benefits package including health insurance, retirement savings plan, and paid time off.



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