Regulatory Reporting Lead

1 month ago

London, Greater London, United Kingdom Crypto Directories Full time
Job Title: Head of UK Regulatory Reporting

Company: Crypto Directories

Job Type: Full-time

Location: Remote

About Us: Crypto Directories is a leading financial services provider in the digital asset ecosystem, offering a wide range of services including trading, investment banking, and asset management.

Job Summary:

We are seeking a highly skilled and experienced Head of UK Regulatory Reporting to support the Global Head of Regulatory Reporting in ensuring compliance with UK financial and regulatory reporting regulations for a UK broker dealer executing and clearing trades for institutional clients and for affiliated companies carrying balances for in regulated and unregulated products encompassing spot equities, derivatives, and crypto assets.

Responsibilities:
  • Prepare and submit necessary regulatory reports and returns (FCA MIFIDPRU 9) to ensure accuracy and compliance with relevant regulatory rules.
  • Ensure that regulatory requirements are complied with and acted upon as required.
  • Function as a primary point of contact with the FCA and manage all regulatory examination engagements, audits, and inquiries.
  • Continually assess the adequacy of internal processes, data, and controls which support the production of regulatory returns and implement enhancements to increase efficiency and strengthen the control framework as required, including keeping standard operating procedures up to date.
Requirements:
  • Bachelor's Degree in Accounting or Finance
  • ACA Qualified accountant with at least 7+ years of experience
  • Experience within an FCA regulated environment
  • Good working knowledge of UK GAAP, US GAAP, IFRS
  • Understanding of general ledger and performance of financial reconciliations
  • Strong analytical and problem-solving abilities
  • Excellent communication and people skills
  • Ability to work under pressure and meet tight deadlines
What We Offer:
  • Competitive base salary, bonus, and equity compensation
  • Company-paid health and protective benefits for employees and their eligible dependents
  • Free virtual coaching and counseling sessions
  • Opportunities to learn about the Crypto industry
  • Smart, entrepreneurial, and fun colleagues
  • Employee Resource Groups

Equal Employment Opportunity: Crypto Directories respects diversity and seeks to provide equal employment opportunities to all employees and job applicants for employment without regard to actual or perceived age, race, color, creed, religion, sex or gender (including pregnancy, childbirth, lactation and related medical conditions), gender identity or gender expression (including transgender status), sexual orientation, marital or partnership or caregiver status, ancestry, national origin, citizenship status, disability, military or veteran status, protected medical condition as defined by applicable state or local law, genetic information or predisposing genetic characteristic, or other characteristic protected by applicable federal, state, or local laws and ordinances.

Accommodations: We will endeavor to make a reasonable accommodation to the known limitations of a qualified applicant with a disability unless the accommodation would impose an undue hardship on the operation of our business.

  • Regulatory Reporting Lead

    3 weeks ago

    London, Greater London, United Kingdom Jefferies Full time

    At Jefferies, we are seeking a highly experienced Regulatory Reporting Lead to oversee and manage all regulatory reporting functions. This senior role requires a deep understanding of regulatory requirements, strong analytical skills, and the ability to lead a team to ensure compliance with all applicable regulations.The successful candidate will work...

  • Corporate Reporting Visionary

    3 weeks ago

    London, Greater London, United Kingdom Financial Reporting Council Full time

    The Financial Reporting Council (FRC) is undergoing significant transformation, increasing its impact and influence while building its capability and capacity.As the Director of Corporate Reporting Review, you will be a key member of the Supervision Division, ensuring the FRC's approach to corporate reporting is fit for the future.This strategic role...

  • Strategic Regulatory Leader

    3 weeks ago

    London, Greater London, United Kingdom Financial Reporting Council Full time

    The Financial Reporting Council (FRC) is looking for a Strategic Regulatory Leader to join our Supervision Division as the Director of Corporate Reporting Review.This senior role involves developing and implementing strategies to improve corporate reporting practices, working closely with stakeholders to achieve our goals.As a key member of our team, you...

  • Regulatory Reporting Lead Specialist

    13 hours ago

    London, Greater London, United Kingdom Additional Resources Ltd. Full time

    Job Description: Regulatory Reporting Lead SpecialistWe are excited to be recruiting for a Regulatory Reporting Lead Specialist to join our team at Additional Resources Ltd. This is a permanent opportunity for a skilled professional to take the next step in their career, working in a dynamic environment with a competitive salary of up to £90,000 per...

  • Regulatory Workflow Product Lead

    3 weeks ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    About VixioVixio is a leading Regulatory Technology (RegTech) platform that helps businesses navigate the complexities of regulatory compliance in the payments and gambling industries.

  • Regulatory Reporting Team Lead

    1 month ago

    London, Greater London, United Kingdom Norton Blake Full time

    Norton Blake is seeking a skilled Regulatory Reporting Team Manager to join their team.A key member of the regulatory reporting team, you will be responsible for producing FINREP and COREP reports, with a strong focus on asset encumbrance, leverage ratio, large exposures, and Liquidity (LCR, NSFR, and ALMM). Your detailed knowledge of regulatory reporting...

  • Financial Regulatory Reporting Lead

    2 days ago

    London, Greater London, United Kingdom Standard Chartered Bank Full time

    About the OpportunityWe are seeking a Financial Regulatory Reporting Lead to join our team at Standard Chartered Bank. As a key member of our financial regulatory reporting team, you will be responsible for developing and implementing liquidity reporting strategies.Key Responsibilities:Lead the development and implementation of liquidity reporting...

  • Regulatory Reporting Expert Lead

    3 weeks ago

    London, Greater London, United Kingdom GIC Private Limited Full time

    About the RoleWe are seeking an experienced Regulatory Reporting Expert to lead our team in EMEA. As a key member of our RRIC (Regulatory Reporting & Investment Compliance) team, you will be responsible for enhancing our capabilities in regulatory reporting and investment compliance.The successful candidate will have at least 6-8 years of experience in...

  • Chemistry and Analytical Methods Regulatory Affairs Expert

    3 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Established chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...

  • Regulatory Reporting Lead

    2 days ago

    London, Greater London, United Kingdom Ki Insurance Full time

    We're excited to offer a unique opportunity for a skilled Diversity Operations Manager to join our team at Ki Insurance. As part of our Finance Department, you'll play a pivotal role in shaping our Regulatory Reporting function.Your primary responsibility will be to manage the timely and accurate preparation and submission of statutory returns for Lloyd's...

  • Regulatory Reporting Professional

    3 weeks ago

    London, Greater London, United Kingdom InterQuest Solutions Full time

    At InterQuest Solutions, we are seeking a highly skilled Regulatory Reporting Professional to join our finance team in London. This is an exciting opportunity to manage regulatory reporting submissions to the PRA and oversee the regulatory reporting software.About the Role:This key role involves leading the department's day-to-day activities and ensuring...

  • Senior Regulatory Reporting Lead

    3 weeks ago

    London, Greater London, United Kingdom Suade Full time

    Job DescriptionWe are seeking an experienced Senior Regulatory Reporting Specialist to join our RegTech team at Suade. As a key member of the team, you will play a critical role in leading the architecture, development, and expansion of our portfolio of reports in partnership with our product team.About the Role:Lead a portfolio of client-facing...

  • AML Regulatory Reporting Lead

    3 weeks ago

    London, Greater London, United Kingdom Citigroup Inc. Full time

    Citigroup Inc. is a leading financial institution with a rich history of innovation and customer service.As an AML Regulatory Reporting Lead in our EMEA cluster, you will be responsible for overseeing the execution oversight and risk management activities related to Anti-Money Laundering (AML) regulatory reporting. This includes ensuring compliance with...

  • Regulatory Reporting Specialist

    1 month ago

    London, Greater London, United Kingdom Seven Investment Management LLP Full time

    At Seven Investment Management LLP, we are seeking an experienced Regulatory Reporting Specialist to lead our financial regulatory reporting efforts. This role will require close collaboration with our Head of External Reporting, Financial Controller, CFO, CEO, and other key stakeholders to ensure compliance with regulatory requirements.About...

  • Regulatory Reporting Manager

    13 hours ago

    London, Greater London, United Kingdom Mason Blake Full time

    We are looking for a highly skilled Regulatory Reporting Project Manager to join our team at Mason Blake. This is a fantastic opportunity for an experienced professional to take on a key role in the company's continued growth and success.About the RoleThe successful candidate will be responsible for leading the development of the company's regulatory...

  • Regulatory Reporting Specialist

    1 month ago

    London, Greater London, United Kingdom Antony James Recruitment Ltd Full time

    Regulatory Reporting OpportunityA leading Banking and Financial Service client is seeking a highly skilled Regulatory Reporting Specialist to join their team at their Harrow Hub. Key Responsibilities:Regulatory Reporting:Prepare and review regulatory reports (e.g., COREP, FINREP, liquidity reports) in accordance with local and international...

  • Regulatory Reporting Director

    4 weeks ago

    London, Greater London, United Kingdom Jefferies Full time

    Job OverviewWe are seeking a highly skilled Regulatory Reporting Director to join our team at Jefferies in London. As a senior member of our regulatory reporting function, you will be responsible for overseeing and managing all regulatory reporting activities.About the RoleThe successful candidate will have extensive experience in regulatory reporting within...

  • Regulatory Reporting Lead

    3 weeks ago

    London, Greater London, United Kingdom Marks Sattin (UK) Ltd Full time

    Basel 3.1 Business AnalystA leading UK bank is seeking an experienced Regulatory Business Analyst to drive the implementation of Basle 3.1 and oversee a regulatory reporting system for capital reporting.Key Responsibilities:Leverage expertise in Basle 3.1 regulations to inform reporting systems design.Collaborate with stakeholders to implement a new...

  • Regulatory Reporting Director

    3 weeks ago

    London, Greater London, United Kingdom Jefferies Full time

    As a Senior Regulatory Manager at Jefferies in London, you will be responsible for leading the regulatory reporting team and ensuring timely and accurate reporting to the relevant authorities. This role requires a deep understanding of UK and EU regulatory requirements, including MIFIDPRU and IFR. You will work closely with various departments to ensure...

  • Regulatory Reporting Specialist

    3 weeks ago

    London, Greater London, United Kingdom Marks Sattin Ltd Full time

    Regulatory Reporting Specialist - 18 month contractA UK bank is seeking a skilled Regulatory BA to lead the implementation of Basel 3.1 and oversee a regulatory reporting system.Basel 3.1 implementation: The successful candidate will be responsible for implementing the banking regulations, ensuring compliance and efficiency in reporting processes.The role...