Regulatory Compliance and Monitoring Professional

7 days ago


Ford, Argyll and Bute, United Kingdom MERJE Full time
About the Role:

MERJE Ltd is seeking a highly skilled Regulatory Compliance and Monitoring Professional to join our team. As a key member of our compliance team, you will play a vital role in ensuring the firm's regulatory obligations are met.

Main Responsibilities:
  1. Conduct regular compliance reviews to assess the effectiveness of existing controls and identify areas for improvement.
  2. Collaborate with the Head of Regulatory Compliance & Risk to develop and implement an annual compliance monitoring plan, focusing on high-risk areas.
  3. Investigate potential compliance breaches, documenting findings and providing recommendations for remediation.
Requirements:
  • Minimum 3 years' experience in a compliance monitoring role, preferably in financial services.
  • Excellent analytical and problem-solving skills, with ability to communicate complex issues clearly.
  • Strong understanding of regulatory requirements, including FCA rules and guidelines.
Compensation Package:

We offer a salary range of £50,000 - £65,000 per annum, commensurate with experience, plus benefits that promote work-life balance and professional growth.



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