Regulatory Compliance and Monitoring Professional
7 days ago
MERJE Ltd is seeking a highly skilled Regulatory Compliance and Monitoring Professional to join our team. As a key member of our compliance team, you will play a vital role in ensuring the firm's regulatory obligations are met.
Main Responsibilities:- Conduct regular compliance reviews to assess the effectiveness of existing controls and identify areas for improvement.
- Collaborate with the Head of Regulatory Compliance & Risk to develop and implement an annual compliance monitoring plan, focusing on high-risk areas.
- Investigate potential compliance breaches, documenting findings and providing recommendations for remediation.
- Minimum 3 years' experience in a compliance monitoring role, preferably in financial services.
- Excellent analytical and problem-solving skills, with ability to communicate complex issues clearly.
- Strong understanding of regulatory requirements, including FCA rules and guidelines.
We offer a salary range of £50,000 - £65,000 per annum, commensurate with experience, plus benefits that promote work-life balance and professional growth.
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Financial Services Regulatory Compliance Manager
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Compliance Risk Manager
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