Depositary Compliance Specialist

3 weeks ago

London, Greater London, United Kingdom Northern Trust Corporation Full time

About Northern Trust:

Northern Trust Corporation is a globally recognized financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.

As a leading provider of financial services, we serve the world's most sophisticated clients using leading technology and exceptional service. Our team of experts is dedicated to delivering high-quality solutions that meet the evolving needs of our clients.

Key Responsibilities:

  • Provide oversight, technical, and monitoring support to the team and to Senior Level contacts at clients.
  • Ensure the seamless delivery of Trustee and Depositary due diligence, technical, and oversight services for Northern Trust.
  • Keep abreast of UK, EU, and International regulatory developments impacting the Depositary business.
  • Provide analysis of regulatory developments impacting the Depositary business and its clients and disseminate to the business.
  • Review of fund documentation and ensure all operational procedures are in line with expected risk requirements.
  • Provide support to ensure that any information relating to the client is disseminated internally and identify and act upon opportunities to improve efficiency or work more closely on new business with the client.
  • Ensure all Fiduciary and Depositary requirements are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate.
  • Provide local support for all on-boarding initiatives and carry out complex activities with significant financial, client, and/or internal business impact.

Requirements:

  • Knowledge of Depositary duties and responsibilities.
  • Knowledge of the laws and regulations applicable to the fund and depositary banking industry.
  • Good understanding of the local and broader EMEA fund vehicles and structures.
  • Familiar with types of portfolio investment strategies.
  • Effective communication and relationship management skills.
  • Good command of MS Office tools.
  • A College or University degree and/or relevant proven work experience.
  • Prior experience in a similar function in a custodian bank, in the securities industry, or at an investment management firm that offers the full fund administration suite of services.
  • Previous relevant risk management, legal, and compliance experience.

Working with Us:

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center.

We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.

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