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Compliance Director

2 months ago

Chelmsford, Essex, United Kingdom The Recruiter Ltd Full time
Head of Compliance and Audit

Join The Recruiter Ltd as we seek a highly skilled Head of Compliance and Audit to oversee all compliance and auditing matters, reporting to the senior leadership team in the UK and Overseas.

This is an exciting opportunity for personal development within a Global market.

  • Ensure compliance of the Company's activities, resources, and staff with the requirements of industry and government lead regulation within a framework of business efficiency.
  • Maintain adequate and appropriate systems and controls to ensure that the business meets its regulatory requirements.
  • Conduct root cause analysis on complaints and report the results to senior management.
  • Provide advice and manage any parts of the business FCA compliance planning, reporting progress to the company and other stakeholders on a regular basis.
  • Stay aware of current compliance/Audit requirements and be up to date with compliance/Audit regulation changes to plan and implement an effective compliance strategy.
  • Implement appropriate systems and controls to ensure that the firm meets its regulatory obligations.
  • Regularly monitor and update the compliance/Audit systems and controls to ensure they are performing their intended functions.
  • Support the Head of Compliance in the delivery of the company Compliance Plan and other additional Project Management and supplier support to deliver compliance to FCA regulations.

A highly competitive salary and benefits package is on offer to attract the right individual.