Audit and Compliance Manager
4 weeks ago
We are looking for an experienced Audit and Compliance Manager to oversee our audit and compliance functions. The ideal candidate will have 6-10 years of experience in auditing and compliance, with a strong understanding of financial regulations and risk management.
Key Responsibilities- Develop and implement audit plans and procedures
- Conduct audits and reviews of financial statements and internal controls
- Analyze and document the results of work performed, including cross-referencing and checklists
- Bachelor's degree in Accounting, Finance, or Business Administration
- Professional certification such as CPA, CMA, or CFA preferred but not required
- Excellent analytical and communication skills
The salary for this position is estimated to be around $110,000 - $160,000 per year, depending on experience and qualifications.
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Audit and Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Paritas Recruitment - Audit Full timeAbout the PositionWe are seeking an experienced Audit and Compliance Expert to join our team at Paritas Recruitment - Audit. This is an exciting opportunity for a seasoned professional to leverage their expertise in internal audit and compliance to support the delivery of high-quality audits.The successful candidate will be responsible for conducting...
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Audit and Compliance Professional
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London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit & Risk Recruitment is seeking a highly skilled Audit and Compliance Professional to join our team. This is an excellent opportunity to work on a large-scale project building an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager will be responsible for overseeing the identification, assessment, and...
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Risk and Compliance Manager
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London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are seeking a highly skilled IT Risk & Controls Manager to join our team in Scotland.This exciting opportunity involves developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The successful candidate will have a minimum of 5 years of experience in IT...
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Regulatory Compliance Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeRegulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...
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Compliance Risk Manager
3 weeks ago
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Compliance Risk Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewThe firm, Compliance Professionals, operates globally with offices across the world. It provides Wealth Management services to UHNI and Family offices.About the RoleWe are seeking a skilled Compliance Risk Manager to join our team in London. The successful candidate will have experience within a Wealth Management/ Private Bank firm within a...
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Audit and Compliance Manager
4 weeks ago
London, Greater London, United Kingdom ENGINEERINGUK Full timeJob Title: Audit and Compliance ManagerDescription: We are seeking a skilled Audit and Compliance Manager to join our team at ENGINEERINGUK. This role will involve conducting audits across various Amazon businesses, identifying risks, and developing solutions to mitigate them. As an Audit and Compliance Manager, you will work closely with stakeholders to...
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Compliance Officer
1 month ago
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Compliance Risk Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...
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Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...
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Audit and Compliance Manager
3 weeks ago
London, Greater London, United Kingdom Michael Page (UK) Full timeJoin our team at Michael Page (UK)We are looking for a highly skilled Audit and Compliance Manager to join our team. As a Compliance Specialist, you will play a key role in ensuring that our client's clinical trials are conducted in accordance with regulatory requirements.About the RoleConduct audits on processes, systems, facilities, studies, and...
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Data Protection Compliance Manager
4 weeks ago
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Audit and Compliance Manager
1 month ago
London, Greater London, United Kingdom Affinity Global Resources Ltd Full timeAffinity Global Resources Ltd is seeking an Audit and Compliance Manager to join our team in Charlotte, North Carolina or Miami, Florida. The estimated annual salary for this role is $100,000 - $150,000.In this role, you will be responsible for leading our audit and compliance function, developing and implementing financial policies, and maintaining...
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Audit Risk Manager
3 weeks ago
London, Greater London, United Kingdom Paritas Recruitment - Audit Full timeAudit Risk Manager Job DescriptionWe are seeking an experienced audit risk manager to join our team at Paritas Recruitment - Audit.About the Role:The successful candidate will have a strong understanding of risks and controls across various domains, including:Front Office Conduct Controls & SurveillanceTraded Markets ProductsProjects & ProgrammesFinancial...
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Compliance and Risk Manager
3 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeAbout the RoleWe are seeking a highly experienced GDPR Compliance Expert to join our team at AJ Fox Compliance. This is an excellent opportunity for someone who wants to take their career in data protection and compliance to the next level.The successful candidate will work closely with a small team consisting of a compliance assistant, senior compliance...
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Audit Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Sellick Partnership Full timeJob DescriptionWe are seeking a highly skilled Audit Manager to join our established Audit & Compliance Team in the West Midlands. The ideal candidate will have extensive Internal Audit and risk management experience, as well as the ability to prepare reports for and attend Audit & Governance committees.The successful candidate will assist in developing and...
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Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...
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Global Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeGlobal Regulatory Affairs PositionWe are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.This role is responsible for overseeing global...
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Compliance Program Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for expanding and developing our financial crime program in the region.Key Responsibilities:Develop and implement a comprehensive financial crime program to mitigate risks and ensure...