Compliance Officer Specialist

3 days ago


Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

Role Overview

This is an ideal opportunity for an experienced Compliance Officer to join our team at London Financial Consultants Ltd and contribute to the outstanding level of service we deliver to our clients.

As a Compliance Officer, you will play a key part in ensuring the highest standards of compliance across a range of wealth management businesses. Your role will involve auditing business submissions, identifying trends, and providing feedback to our IFA teams to ensure compliance.

Key Responsibilities

  • Conduct compliance audits of business submissions to ensure adherence to regulatory requirements
  • Identify trends and areas for improvement in our compliance processes
  • Provide feedback to our IFA teams on required changes to cases to ensure compliance
  • Offer technical support and guidance to our business on compliance matters

The Ideal Candidate

  • Must have the Level 4 Diploma or equivalent
  • Previous experience as a Compliance Officer, Compliance Checker, Para Planner, or Sales Support Administrator is ideal
  • Ideally, you will have worked across a full product portfolio typical of a wealth management environment
  • We are looking for individuals with a strong work ethic, excellent organisational skills, and attention to detail

Working with Us

We are a established employer who values our staff and recognises individual performance. This is a superb opportunity to work in a supportive team environment and contribute to the success of our business.

Job Details

  • Job Type: Full-time
  • Pay: £35,000.00-£50,000.00 per year
  • Schedule: Monday to Friday
  • Work Location: In person

  • Compliance Officer

    2 weeks ago


    Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

    Job OverviewWe are seeking a skilled Compliance Officer to join our team at London Financial Consultants Ltd. As a Compliance Officer, you will play a vital role in ensuring the highest standards of compliance in our wealth management business.This is a key role that requires a dedicated and knowledgeable financial services professional with a strong...


  • Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

    Job OverviewWe are seeking an experienced Compliance Officer to join our team at London Financial Consultants Ltd. As a Compliance Officer, you will play a vital role in ensuring the highest standards of compliance and risk management in our wealth management business.This is a key role that requires a dedicated and knowledgeable financial services...


  • Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at London Financial Consultants Ltd. As a Compliance Officer, you will play a vital role in ensuring the highest standards of compliance and risk management within our wealth management business.Key Responsibilities:Conduct thorough compliance audits of wealth management business...


  • Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at London Financial Consultants Ltd. As a Compliance Officer, you will play a vital role in ensuring the highest standards of compliance and risk management within our wealth management business.Key Responsibilities:Conduct thorough compliance audits of wealth management business...


  • Hitchin, Hertfordshire, United Kingdom Sharper Consulting Services Ltd Full time

    Sharper Consulting Services Ltd is seeking a skilled professional to join their team in Hertfordshire as a Housing and Environmental Compliance Officer.About the Role:The successful candidate will be responsible for investigating complaints related to statutory nuisance and housing standards, as well as carrying out HMO licensing, HHSRS inspections, and...


  • Hitchin, Hertfordshire, United Kingdom Sharper Consulting Services Ltd Full time

    Sharper Consulting Services Ltd is seeking a skilled professional to join their team in Hertfordshire as a Housing and Environmental Compliance Officer.About the Role:The successful candidate will be responsible for investigating complaints related to statutory nuisance and housing standards, as well as carrying out HMO licensing, HHSRS inspections, and...


  • Hitchin, Hertfordshire, United Kingdom London Financial Consultants Ltd Full time

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at London Financial Consultants Ltd. As a key member of our compliance team, you will play a vital role in ensuring our business operations are in line with regulatory requirements.This is a fantastic opportunity to work with a reputable employer who values their staff and...

  • Project Officer

    2 weeks ago


    Hitchin, Hertfordshire, United Kingdom Paradigm Housing Group Full time

    Homeownership Project Officer RoleParadigm Housing Group is seeking a customer-focused Homeownership Project Officer to join our Homeownership Team on a 12-month fixed-term contract. This part-time role offers a unique opportunity to contribute to improving the services we provide to our homeowner customers while collaborating with various teams across the...


  • Hitchin, Hertfordshire, United Kingdom Reed Specialist Recruitment Full time

    Marketing Specialist - CRM ExpertWe are seeking a highly skilled Marketing Specialist to join our dynamic marketing team. As a CRM expert, you will be responsible for coordinating larger marketing events, working with the in-house graphic designer and suppliers to produce promotional items, and implementing email marketing campaigns using...


  • Hitchin, Hertfordshire, United Kingdom Reed Specialist Recruitment Full time

    Marketing Specialist - CRM ExpertWe are seeking a highly skilled Marketing Specialist to join our dynamic marketing team. As a CRM expert, you will be responsible for coordinating larger marketing events, working with the in-house graphic designer and suppliers to produce promotional items, and implementing email marketing campaigns using...


  • Hitchin, Hertfordshire, United Kingdom BENSLOW MUSIC TRUST Full time

    Job Title: Chief Financial OfficerBenslow Music Trust is seeking a highly skilled and experienced Chief Financial Officer to lead the financial management of the organisation. The successful candidate will be responsible for ensuring the efficient management of the organisation's finances, leading the Finance team, and providing high-quality financial...


  • Hitchin, Hertfordshire, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    About the RoleWe are seeking an experienced Office Administrator to provide administrative support to our Campaign Manager and Sales Director. The successful candidate will be responsible for reporting, billing, call answering, client support, and other administrative duties as required.This is a part-time position, working 20 hours per week, Monday to...


  • Hitchin, Hertfordshire, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    About the RoleWe are seeking an experienced Office Administrator to provide administrative support to our Campaign Manager and Sales Director. The successful candidate will be responsible for reporting, billing, call answering, client support, and other administrative duties as required.This is a part-time position, working 20 hours per week, Monday to...


  • Hitchin, Hertfordshire, United Kingdom Outsource Construction Full time

    Our company, Outsource Construction, is seeking a skilled Roofing Contract Specialist to help us deliver various roofing systems to our clients. The successful candidate will have a solid understanding of flat roofing, traditional roofing, hard metal roofing, and industrial roofing. The ideal candidate will have a commercial awareness and technical knowledge...


  • Hitchin, Hertfordshire, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    About the RoleWe are seeking an experienced Office Administrator to provide administrative support to our Campaign Manager and Sales Director. The successful candidate will be responsible for reporting, billing, call answering, client support, and other administrative duties as required.This is a part-time position, working 20 hours per week, Monday to...


  • Hitchin, Hertfordshire, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    About the RoleWe are seeking an experienced Office Administrator to provide administrative support to our Campaign Manager and Sales Director. The successful candidate will be responsible for reporting, billing, call answering, client support, and other administrative duties as required.This is a part-time position, working 20 hours per week, Monday to...


  • Hitchin, Hertfordshire, United Kingdom MW Appointments Full time

    An exciting opportunity has arisen for a skilled Insurance Broker Specialist to join our expanding UK division at MW Appointments. As a key member of our team, you will be responsible for the placement and servicing of niche personal lines products for a specialist client account.You will provide quality customer care, ensuring that documents are obtained...


  • Hitchin, Hertfordshire, United Kingdom Response Personnel Ltd Full time

    We are seeking a skilled Quality Assurance Specialist to join our team at Response Personnel Ltd. As a Final Inspection Coordinator, you will play a crucial role in ensuring the quality and compliance of our products.Key Responsibilities:Conduct final quality control inspections to ensure products meet ISO regulations.Utilize strong problem-solving skills to...


  • Hitchin, Hertfordshire, United Kingdom People Source Consulting Full time £550

    Senior Messaging Systems SpecialistWe are seeking a highly skilled Senior Messaging Systems Specialist to join our team at People Source Consulting Ltd. This exciting opportunity involves working with cutting-edge network technologies, including Microsoft Exchange, Skype for Business, and VMware. As a Senior Messaging Systems Specialist, you will be...


  • Hitchin, Hertfordshire, United Kingdom UNIVERSITY OF CENTRAL LANCASHIRE Full time

    Senior Quality OfficerThe University of Central Lancashire is seeking a highly skilled and experienced Senior Quality Officer to join its Academic Quality Unit. This key role will be responsible for providing specialist professional advice to internal and external stakeholders and will be expected to take a team-based approach to the workload of the Academic...