Regulatory Policy Director
3 weeks ago
We are seeking a highly experienced Regulatory Policy VP to lead our Asset Management Operations Regulatory Reporting team. The successful candidate will be responsible for implementing and enhancing regulatory reporting processes, ensuring compliance and driving innovation.
Key Responsibilities- Lead the implementation of BAU reporting processes and stay updated with the ever-changing regulatory reporting agenda.
- Drive process improvement, governance, and control, and establish a robust governance framework for regulatory reporting operations.
- Conduct regular reviews/audits of reporting processes to identify and mitigate risks and ensure effective controls are in place to prevent errors and ensure data integrity.
- Develop and implement policies and procedures to enhance the control environment and ensure compliance with regulatory standards.
- Identify opportunities for process enhancements and automation to improve efficiency and accuracy in regulatory reporting.
- Mentor and guide team members, providing support to ensure high performance.
- Develop and enhance control frameworks to ensure robust oversight of regulatory reporting processes.
- Build out and maintain comprehensive documentation of controls and processes to support audit and regulatory reviews.
Requirements:
- Significant relevant work experience with extensive regulatory exposure.
- Proven ability to manage large projects and multiple stakeholders.
- Excellent analytical, problem-solving, time management, interpersonal, and communication skills.
- A proficient understanding of Regulatory Transaction Reporting & US Regulatory reporting.
- Previous Asset Management background.
- Knowledge of regulatory vendors' systems.
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