Trade Operations Associate
2 weeks ago
About the Role
The Trade Operations Team at Fidelity International is responsible for identifying and monitoring open and executed orders through the lifecycle of a trade. A key part of the role will be liaison with third party vendors as well as the Brokerage specialists in Technology.
The successful candidate will be responsible for monitoring all work items applicable to the Fidelity asset universe along with full day-to-day BAU processing reporting into the Trade Operations Assistant Manager/Manager.
The role will focus on performing some of the checks in Trade Operations Area including validating entries in the Books and Records system, providing support, learning, and covering other aspects of the role as detailed below.
This role will also have some exposure to the Stock Deposits area. It will show the role holder a variety of tasks relating to incoming certificated & electronic transfers and associated settlement. Due to the variety of tasks undertaken in the team, flexibility is essential, along with a strong desire for personal development.
Key Responsibilities
- Assisting with the Order reconciliation and Trade resolution processes.
- House Account resolution.
- Assisting with Deal Corrections.
- Non-STP execution monitoring.
- Assisting with Trade amendments.
- Query Management.
- Helping with some possible testing.
- Assisting with MI production.
- Processing of stock requests to add certificated shares, performing NIGO checks, raising events on EOS, following through to placement and settlement.
- Processing of requests to add electronically held shares, performing NIGO checks, creating and sending acceptance letters, raising events on EOS, arranging settlement dates, following through to placement and settlement.
- Processing Computershare requests raised via Altus, raising calls to see how shares are held.
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