Compliance Framework Manager
4 days ago
This is a 24-month contract role requiring 5 hours of work per week, with additional hours billed at £200.
About the RoleWe are seeking an experienced professional to oversee our compliance framework and ensure adherence to regulatory requirements. As the focal point for anti-money laundering (AML) and counter-terrorist financing (CTF) activities, you will maintain and update compliance policies and procedures in line with evolving regulatory requirements.
- You will lead the development and implementation of our compliance framework, ensuring alignment with FCA and PRA regulations.
- As a trusted advisor to senior management and the board, you will provide guidance on regulatory compliance matters.
- You will conduct regular risk assessments and monitoring activities to identify and mitigate potential issues.
The successful candidate will be responsible for:
- Maintaining and updating compliance policies and procedures.
- Conducting regular risk assessments and compliance monitoring activities.
- Overseeing regulatory reporting and ensuring timely submission of required filings.
- Providing training and guidance to staff on compliance matters.
- Serving as the primary contact for AML/CTF-related matters.
To be considered for this role, you must have:
- Proven experience in a senior compliance role within the UK financial services industry.
- Knowledge of third-country branch FCA/PRA regulations.
- Experience in S166 review implementation.
- A strong understanding of FCA, PRA, AML, and CTF regulations.
The ideal candidate will be able to work independently and collaboratively as part of a team. You will have excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders.
This is an exciting opportunity to join Austin Fraser and contribute to our mission of delivering exceptional results in the field of compliance.
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