Regulatory Affairs Manager

3 weeks ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

As a Risk Compliance Manager at AJ FOX COMPLIANCE, you will play a critical role in ensuring our firm maintains the highest standards of compliance and risk management. You will work closely with our Head of Risk and Compliance to develop and implement effective policies and procedures.

Key Areas of Responsibility:
  • Ensuring compliance with regulations and industry standards.
  • Providing expert guidance on regulatory and risk issues.
  • Developing and implementing policies and procedures.
  • Delivering training programs on risk and compliance.
  • Managing AML and counter-terrorism financing measures.
  • Reviewing and improving file review systems.
  • Investigating incidents and managing complaints.
  • Leading the Customer Service Focus Group.
  • Supervising Compliance professionals.

This is a challenging but rewarding role that offers a competitive salary of £65,000 - £90,000 per annum, depending on experience. If you are passionate about risk management and compliance, we encourage you to apply.



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