Strategic Risk and Compliance Specialist

7 days ago


Birmingham, Birmingham, United Kingdom Molo Full time
About the Role

This position is an excellent opportunity for an organized and detail-oriented individual to support the effective implementation of a robust risk and compliance framework. The successful candidate will work closely with the Head of Compliance / MLRO to ensure adherence to regulatory requirements and internal policies.

The ideal candidate will have a strong analytical mindset and be able to identify potential risks and opportunities for process improvements. They will also have excellent communication and interpersonal skills, with the ability to work effectively in a small team.

Key Responsibilities

**Risk Management:**

  • Support the risk and control assessment processes by collecting and organizing data, performing risk assessments, root cause analysis, and identifying potential risks and vulnerabilities.
  • Maintain and update the risk register, collaborating with business areas to develop strategies and tactics for mitigating identified risks.
  • Monitor and evaluate the effectiveness of the risk and compliance framework, recommending improvements as needed.

**Compliance:**

  • Assist in preparing, reviewing, and maintaining company policies, compliance documentation, and reports.
  • Stay up-to-date with changes in relevant regulations, industry standards, and best practices.
  • Review and approve financial promotions to ensure compliance with Consumer Duty regulations and MCOB.
  • Contribute to the development and delivery of compliance and risk training programs.


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