Regulatory Reporting Specialist

2 weeks ago


Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time

Job Summary

We are seeking a highly skilled Regulatory Reporting Analyst to join our team at CLFIS Limited. As a key member of our Compliance Function, you will be responsible for ensuring that our Compliance Directors team meets all critical reporting deliverables, including the annual review and maintenance of the Compliance policy, mandate, and supporting procedural documentation.

Key Responsibilities

• Provide oversight of all regulatory reporting to the FCA/PRA, ensuring that 1LOD and 2LOD meet expectations

• Coordinate the reporting required by the Director of Compliance and Regulatory Affairs to fulfill the Compliance mandate and Lifeco expectations

• Ensure accurate and timely responses are provided for required regulatory reporting, notifications, and communications to UK and Canadian Regulators and other authorities

Requirements

• Excellent organizational skills and attention to detail

• Awareness of regulatory environment and requirements

• Ability to organize workloads for self and others to meet demanding and often changing priorities

• Good analytical and report writing skills, including MS Office, Excel, and PowerPoint

Benefits

We offer a competitive salary and benefits package, including a generous pension and bonus scheme, income protection, private medical insurance, and life assurance. We also provide regular personal and professional development opportunities to help you grow and succeed in your career.

About Us

At CLFIS Limited, we believe in the power of great people from different backgrounds, experiences, and perspectives coming together to build better futures. We are committed to creating an inclusive workplace where everyone can feel they belong and achieve their potential, regardless of gender, ethnicity, or any other characteristic.



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