Regulatory Reporting Specialist

1 month ago

Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time
Job Summary

We are seeking a highly organized and detail-oriented Regulatory Reporting Analyst to join our team at CLFIS Limited. As a key member of our Compliance Function, you will be responsible for ensuring that our Compliance Directors team meets all critical reporting deliverables, including the annual review and maintenance of the Compliance policy, mandate, and supporting procedural documentation.

Key Responsibilities
  • Provide oversight of all regulatory reporting to the FCA/PRA, ensuring that 1LOD and 2LOD meet expectations, and liaise with the FCA/PRA helpdesks and internal colleagues to manage expectations and escalate issues.
  • Coordinate the reporting required by the Director of Compliance and Regulatory Affairs to fulfill the Compliance mandate and Lifeco expectations, including CCO Reporting for Executive Committees, Board, and Lifeco.
  • Oversight of Regulatory Reporting, ensuring accurate and timely responses are provided for required regulatory reporting, notifications, and communications to UK and Canadian Regulators and other authorities.
  • Regulatory Compliance Governance, coordinating the maintenance of Compliance policy, mandate, standard, and procedure documentation, ensuring they are kept up to date and reviewed annually by relevant owners.
  • Committee Support, supporting the Compliance Function in taking and drafting minutes at Committees, as required.
  • R&C Team Effectiveness, assisting the Risk and Compliance team in their overall effectiveness, including acting as R&C Security Coordinator, coordinating the maintenance of the team's Intranet pages and file structures, and supporting regulatory initiatives.
Requirements
  • Excellent organizational skills and attention to detail.
  • Awareness of regulatory environment and requirements.
  • Able to organize workloads for self and others to meet demanding and often changing priorities, ensuring key deadlines are met or managed appropriately.
  • Good analytical and report writing skills, including MS Office Work, Excel, and PowerPoint.
  • Strong communication skills, ability to present information in a clear, timely, and focused way.
  • Able to communicate appropriately up to Executive level.
  • Flexible, willing to travel to other office locations.
Qualifications
  • GCSE Maths and English essential.
  • Risk or Compliance qualification (if not got one, interested in achieving one).
Benefits

We believe in recognizing and rewarding our people, so we offer a competitive salary and benefits package that's regularly reviewed. As a CLFIS Limited colleague, you'll receive a competitive salary and comprehensive reward package, including a generous pension and bonus scheme, along with income protection, private medical insurance, and life assurance.

About Us

At CLFIS Limited, we care about doing the right thing for our people, customers, and community, and helping others to build better futures. Our culture is unique and incredibly important to us, and we're committed to creating an inclusive workplace with a diverse workforce where everyone can feel they belong and achieve their potential.

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