Global Compliance Analyst
1 week ago
X4 Technology is seeking a Global Compliance Analyst to support the company's ongoing compliance program at a leading global trading firm.
The role involves collaborating with senior compliance professionals and focusing on ensuring adherence to a comprehensive and effective global compliance framework.
Key Responsibilities:
- Develop, implement, and maintain policies, procedures, and processes to ensure business activities comply with applicable laws, rules, and regulations.
- Assist with communications monitoring, system maintenance, advice and guidance, and escalation management as needed.
- Support trade surveillance activities, including system upkeep, investigations, and handling escalations.
- Provide ad-hoc compliance advice to various business units.
- Contribute to the development and delivery of the internal training program, including face-to-face and e-learning modules.
- Stay up-to-date on regulatory changes and assess their impact on the business, providing timely updates to senior management and the executive committee.
- Lead compliance-related IT projects, focusing on enhancing monitoring and surveillance systems.
- Collaborate with business teams in multiple locations, including Singapore and London.
- Work closely with internal compliance teams and external partners to ensure alignment with best practices and regulatory expectations.
We offer a salary of £70,000 and a range of benefits, including a discretionary bonus and flexibility.
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