Internal Compliance Specialist
2 days ago
Company Overview:
We are an innovative business based in Bristol, committed to delivering exceptional services that meet the needs of our clients. Our team is passionate about staying ahead of the curve, ensuring we remain at the forefront of industry developments.
Salary: £65,000 - £85,000 per annum (depending on experience), including a 10% performance-related bonus.
Job Description:About the Role
This exciting opportunity involves assisting in the identification and planning of audits, reviewing the risk register and incident log to identify areas requiring further attention, and planning own workload to meet agreed audit schedules.
- Gain a deep understanding of the business sectors and support teams, building close working relationships with executives and staff at all levels.
- Undertake internal and third-party audits according to pre-defined auditing processes and tools for AML, FCA, SRA, and DPA related work.
- Identify and record regulatory breaches and non-conformities to certification standards, reporting any reportable breaches to the Risk Director.
- Produce audit reports and agree audit results with appropriate business leaders, addressing any audit findings disputes.
Requirements:
To succeed in this role, you will need:
- A relevant degree and professional certifications (e.g., ACA, CISA).
- Strong analytical skills and attention to detail.
- Ability to work independently and as part of a team.
- Proficiency in Microsoft Office and specialized audit software.
Bonus Information:
This role includes a 10% performance-related bonus, providing an additional incentive to excel in your role.
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